Joanna Gallegos has been Chief Operating Officer of Bondbloxx Investment Management since November 2021, is not listed as a control person, but directly owns under 5% of the firm.
Bondbloxx Investment Management Corporation is a Larkspur, CA firm with $7.24B under management, 27 clients and 5 advisers in one office, as of its March 2026 filing.
Joanna Gallegos is Chief Operating Officer and a Co-Founder of BondBloxx. Before joining BondBloxx, she was Head of U.S. ETFs and Head of Global ETF Strategy at J.P. Morgan Asset Management. Previously, she held roles at BlackRock's iShares Division, including Senior Product Manager and Managing Director of Strategic Initiatives.
No adviser firm registrations are on Joanna Gallegos’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 16 June 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 December 2005 |
| Series 7 | General Securities Representative Examination | 25 January 2005 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joanna Maria Gallegos
- CRD
- 4780496
- Firm
- Bondbloxx Investment Management · CRD 317318
- Role
- Chief Operating Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bondbloxxetf.com
Where does Joanna Gallegos work?
Joanna Gallegos has been Chief Operating Officer of Bondbloxx Investment Management Corporation since November 2021.
Does Joanna Gallegos have a current investment-adviser registration?
Joanna Gallegos has no current investment-adviser or broker registration.
What exams has Joanna Gallegos passed?
Joanna Gallegos has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 99TO. The earliest, the Series 7, was passed in January 2005. FINRA credited Joanna Gallegos with the SIE, which began in October 2018.
Is Joanna Gallegos registered with FINRA?
No. Joanna Gallegos has no current broker registration.
How can I verify Joanna Gallegos’ record?
Search CRD 4780496 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joanna Gallegos’ full registration record.
