Jim Pulley has been an investment adviser representative at Exodus Wealth since January 2020, and is not listed among the firm’s executive officers or direct owners.
Exodus Wealth, LLC is a Fort Lauderdale, FL firm with $484M under management, 2,249 clients and 51 advisers across 50 offices, as of its July 2026 filing.
Jim Pulley’s longest registration was 11 years at Prudential Financial Planning Services (1995–2006). Before joining Exodus Wealth in 2020, Jim Pulley was registered through Questar Asset Management, Inc. and Eagle Strategies LLC.
- Exodus Wealth, LLCCurrent– present · 6 yearsWichita Falls, TX · Adviser representative · Firm CRD 174328
- – · 1 yearWichita Falls, TX · Adviser representative · Firm CRD 174328
- Questar Asset Management, Inc.– · 8 yearsWichita Falls, TX · Adviser representative · Firm CRD 133358
- Eagle Strategies LLC– · 3 yearsWichita Falls, TX · Adviser representative · Firm CRD 110826
- Prudential Financial Planning Services– · 11 yearsWichita Falls, TX · Adviser representative · Firm CRD 5685
Investment adviser representative registrations
Jim Pulley is registered as an investment adviser representative in Texas, since January 2020.
- TexasSince 3 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 31 March 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 January 2002 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 21 July 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 August 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 1 August 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jim Bryan Pulley
- CRD
- 2641009
- Firm
- Exodus Wealth · CRD 174328
- Office
- 3415 McNiel Ave, Suite 104, Wichita Falls, TX 76308
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jim Pulley work?
Jim Pulley is an investment adviser representative registered through Exodus Wealth, LLC since January 2020, and is not listed among the firm’s executive officers or direct owners.
Is Jim Pulley a financial advisor?
Yes. Jim Pulley has a current investment-adviser registration in Texas, through Exodus Wealth since January 2020.
How many years of experience does Jim Pulley have?
Jim Pulley has 31 years in the financial industry, since August 1995, across 4 adviser firms.
What exams has Jim Pulley passed?
Jim Pulley has passed 5 licensing exams: the Series 63, Series 6, Series 26, Series 65 and Series 7. The earliest, the Series 63, was passed in August 1995. FINRA credited Jim Pulley with the SIE, which began in October 2018.
Where did Jim Pulley work before Exodus Wealth?
Before Exodus Wealth, Jim Pulley was registered through Prosperity Wealth Management, Inc., November 2018 to December 2019; Questar Asset Management, Inc., August 2010 to November 2018; Eagle Strategies LLC, December 2006 to August 2010; Prudential Financial Planning Services, August 1995 to August 2006.
Where is Jim Pulley based?
Jim Pulley’s registered office is in Wichita Falls, TX.
Is Jim Pulley registered with FINRA?
Yes. Jim Pulley has a current broker registration, under CRD 2641009.
Source: FINRA BrokerCheck
How can I verify Jim Pulley’s record?
Search CRD 2641009 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jim Pulley’s full registration record.