Jim Coppedge has been Chief Compliance Officer, General Counsel, and Corporate Secretary of Crossmark Global Investments since June 2017, is a control person of the firm and directly owns under 5% of it. Jim Coppedge holds a BBA in Finance from Texas A&M University and a Juris Doctor from St. Mary's University School of Law.
Crossmark Global Investments, Inc. is a Houston, TX firm with $8.98B under management, 7,902 clients and 14 advisers across 3 offices, as of its June 2026 filing.
Jim Coppedge is General Counsel and Chief Compliance Officer of Crossmark Global Investments. He joined Crossmark in June 2017 in that role. Before joining Crossmark, he served as deputy general counsel for American International Group, and earlier as associate general counsel for Invesco. His career began in 1992 in the law department of USAA.
Jim Coppedge’s longest registration is the current one, 8 years at Crossmark Global Investments since 2017.
- Crossmark Wealth Management, LLCAlso current– present · 7 yearsHouston, TX · Adviser representative · Firm CRD 289004
- – present · 8 yearsHouston, TX · Adviser representative · Firm CRD 113360
Investment adviser representative registrations
Jim Coppedge is registered as an investment adviser representative in Texas, since October 2017.
- TexasSince 26 October 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 19 May 2018 |
| Series 24 | General Securities Principal Examination | 13 November 2017 |
| Series 66 | Uniform Combined State Law Examination | 13 October 2017 |
| Series 7 | General Securities Representative Examination | 20 September 2017 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jim Anthony Coppedge
- CRD
- 3275004
- Firm
- Crossmark Global Investments · CRD 113360
- Role
- Chief Compliance Officer, General Counsel, and Corporate Secretary
- Office
- 9753 KATY FREEWAY, SUITE 200, Houston, TX 77024
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2017
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- crossmarkglobal.com
Where does Jim Coppedge work?
Jim Coppedge has been Chief Compliance Officer, General Counsel, and Corporate Secretary of Crossmark Global Investments, Inc. since June 2017, and is a control person of the firm.
Is Jim Coppedge a financial advisor?
Yes. Jim Coppedge has a current investment-adviser registration in Texas, through Crossmark Global Investments since October 2017.
How many years of experience does Jim Coppedge have?
Jim Coppedge has 9 years in the financial industry, since September 2017, across 2 adviser firms.
What exams has Jim Coppedge passed?
Jim Coppedge has passed 6 licensing exams: the Series 7, Series 66, Series 24, Series 27, Series 14 and Series 99TO. The earliest, the Series 7, was passed in September 2017. FINRA credited Jim Coppedge with the SIE, which began in October 2018.
Where is Jim Coppedge based?
Jim Coppedge’s registered office is in Houston, TX.
Is Jim Coppedge registered with FINRA?
Yes. Jim Coppedge has a current broker registration, under CRD 3275004.
Source: FINRA BrokerCheck
How can I verify Jim Coppedge’s record?
Search CRD 3275004 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jim Coppedge’s full registration record.
Robert DollChief Executive Officer / Chief Investment Officer
James JacobyChief Operating Officer- Victoria FernandezChief Market Strategist
Heather LindseyManaging Director