Jeremy Sorenson has been Managing Member of Aspen Private Advisors since July 2018, is a control person of the firm and directly owns under 5% of it. Jeremy Sorenson holds a Bachelor of Science in Finance from Minnesota State University and a Master of Business Administration from the University of South Dakota.
Aspen Private Advisors, LLC is a Sioux Falls, SD firm with $200M under management, 125 clients and 5 advisers in one office, as of its March 2026 filing.
Jeremy Sorenson is part of the team at Aspen Private Advisors, based in Sioux Falls, SD. He is responsible for executing and refining the high-level aspects of Aspen and for aligning technical components of clients' financial plans with the realities and intricacies of their lives. He serves on the O'Gorman finance committee and as a Junior Achievement teacher.
Jeremy Sorenson’s longest registration is the current one, 8 years at Aspen Private Advisors since 2018. Before joining Aspen Private Advisors in 2018, Jeremy Sorenson was registered through Level Four Advisory Services and Raymond James Financial Services Advisors, Inc.
- Aspen Private Advisors, LLCCurrent– present · 8 yearsSioux Falls, SD · Adviser representative · Firm CRD 297639
- Level Four Advisory Services– · 3 yearsSioux Falls, SD · Adviser representative · Firm CRD 134086
- Raymond James Financial Services Advisors, Inc– · 2 yearsSioux Falls, SD · Adviser representative · Firm CRD 149018
Professional designations
Listed by Aspen Private Advisors
- Certified Financial Planner™
Investment adviser representative registrations
Jeremy Sorenson is registered as an investment adviser representative in South Dakota, since August 2018.
- South DakotaSince 20 August 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 July 2012 |
| Series 7 | General Securities Representative Examination | 19 June 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeremy James Sorenson
- CRD
- 4658195
- Firm
- Aspen Private Advisors · CRD 297639
- Role
- Managing Member
- Office
- 5201 South Western Avenue, Suite 103, Sioux Falls, SD 57108
- Registration
- Investment adviser registration
- In the industry since
- July 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- aspenpa.com
Where does Jeremy Sorenson work?
Jeremy Sorenson has been Managing Member of Aspen Private Advisors, LLC since July 2018, and is a control person of the firm.
Is Jeremy Sorenson a financial advisor?
Yes. Jeremy Sorenson has a current investment-adviser registration in South Dakota, through Aspen Private Advisors since August 2018.
How many years of experience does Jeremy Sorenson have?
Jeremy Sorenson has 15 years in the financial industry, since July 2011, across 3 adviser firms.
What exams has Jeremy Sorenson passed?
Jeremy Sorenson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2012. FINRA credited Jeremy Sorenson with the SIE, which began in October 2018.
Where did Jeremy Sorenson work before Aspen Private Advisors?
Before Aspen Private Advisors, Jeremy Sorenson was registered through Raymond James Financial Services Advisors, Inc, July 2012 to May 2015.
Where is Jeremy Sorenson based?
Jeremy Sorenson’s registered office is in Sioux Falls, SD.
Is Jeremy Sorenson registered with FINRA?
No. Jeremy Sorenson has no current broker registration.
Is Jeremy Sorenson a CFP?
Aspen Private Advisors lists Jeremy Sorenson with the CFP credential (“Certified Financial Planner™”) on its website. CFP Board confirms certification status.
How can I verify Jeremy Sorenson’s record?
Search CRD 4658195 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeremy Sorenson’s full registration record.
