Jeremy Smith has been an investment adviser representative at Horizon Wealth Advisors since April 2015, and is not listed among the firm’s executive officers or direct owners. Jeremy Smith holds a Master of Business Administration from Columbia Southern University.
Horizon Wealth Advisors, LLC is a firm with $235M under management, 582 clients and 6 advisers across 3 offices, as of its March 2026 filing.
Jeremy Smith is an Investment Advisor Representative and Portfolio Manager of Horizon Wealth Advisors. He joined the firm in 2015 and previously worked with Merrill Lynch and a local asset management firm. He served in the United States Army for 20 years and, after returning from Iraq in 2009, retired and has been involved in investment management since.
Jeremy Smith’s longest registration is the current one, 11 years at Horizon Wealth Advisors since 2015. Before joining Horizon Wealth Advisors in 2015, Jeremy Smith was registered through Rudd Asset Management and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Horizon Wealth AdvisorsCurrent– present · 11 yearsLakewood Ranch, FL · Adviser representative · Firm CRD 148338
- Rudd Asset Management– · 2 yearsSarasota, FL · Adviser representative · Firm CRD 162821
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearSarasota, FL · Adviser representative · Firm CRD 7691
- Edward Jones– · 1 yearSarasota, FL · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Jeremy Smith is registered as an investment adviser representative in Florida, since April 2015.
- FloridaSince 29 April 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 30 March 2010 |
| Series 7 | General Securities Representative Examination | 4 January 2010 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeremy Dallas Smith
- CRD
- 5736929
- Firm
- Horizon Wealth Advisors · CRD 148338
- Office
- Lakewood Ranch, FL
- Registration
- Investment adviser registration
- In the industry since
- April 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- horizonwealthadvisors.com
Where does Jeremy Smith work?
Jeremy Smith is an investment adviser representative registered through Horizon Wealth Advisors, LLC since April 2015, and is not listed among the firm’s executive officers or direct owners.
Is Jeremy Smith a financial advisor?
Yes. Jeremy Smith has a current investment-adviser registration in Florida, through Horizon Wealth Advisors since April 2015.
How many years of experience does Jeremy Smith have?
Jeremy Smith has 16 years in the financial industry, since April 2010, across 4 adviser firms.
What exams has Jeremy Smith passed?
Jeremy Smith has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2010.
Where did Jeremy Smith work before Horizon Wealth Advisors?
Before Horizon Wealth Advisors, Jeremy Smith was registered through Rudd Asset Management, March 2013 to April 2015; Merrill Lynch, Pierce, Fenner & Smith Incorporated, October 2011 to March 2013; Edward Jones, April 2010 to November 2011.
Where is Jeremy Smith based?
Jeremy Smith’s registered office is in Lakewood Ranch, FL.
Is Jeremy Smith registered with FINRA?
No. Jeremy Smith has no current broker registration.
How can I verify Jeremy Smith’s record?
Search CRD 5736929 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeremy Smith’s full registration record.