Jennifer Emmons Carlson has been CCO of Gould Capital since February 2019, is a control person of the firm and directly owns under 5% of it. Jennifer Emmons Carlson holds a Bachelor of Arts in Business Administration from the University of Washington Tacoma.
Gould Capital, LLC is a Tacoma, WA firm with $175M under management, 156 clients and 3 advisers in one office, as of its March 2026 filing.
Jennifer A. Emmons Carlson is Client Relationship Manager & Chief Compliance Officer of Gould Capital. She began her career in November 2000 as a Financial Advisor and joined the firm's team in 2007.
Jennifer Emmons Carlson’s longest registration was 8 years at Wells Fargo Advisors Financial Network, LLC (2011–2019). Before joining Gould Capital in 2019, Jennifer Emmons Carlson was registered through Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Wells Fargo Advisors Financial Network, LLC– · 8 yearsTacoma, WA · Adviser representative · Firm CRD 11025
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsTacoma, WA · Adviser representative · Firm CRD 7691
- Morgan Stanley– · 1 yearTacoma, WA · Adviser representative · Firm CRD 7556
- Primevest Financial Services, Inc.– · under a yearTacoma, WA · Adviser representative · Firm CRD 15340
- Morgan Stanley– · 2 yearsTacoma, WA · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Jennifer Emmons Carlson is registered as an investment adviser representative in Washington, since April 2019.
- WashingtonSince 16 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 7 September 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 March 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 February 2001 |
| Series 7 | General Securities Representative Examination | 19 January 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jennifer Anne Emmons Carlson
- CRD
- 4321549
- Firm
- Gould Capital · CRD 300609
- Role
- CCO
- Office
- 2323 N 31ST STREET, STE 100, Tacoma, WA 98403
- Registration
- Investment adviser registration
- In the industry since
- June 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- gouldcapital.net
Where does Jennifer Emmons Carlson work?
Jennifer Emmons Carlson has been CCO of Gould Capital, LLC since February 2019, and is a control person of the firm.
Is Jennifer Emmons Carlson a financial advisor?
Yes. Jennifer Emmons Carlson has a current investment-adviser registration in Washington, through Gould Capital since April 2019.
How many years of experience does Jennifer Emmons Carlson have?
Jennifer Emmons Carlson has 23 years in the financial industry, since June 2003, across 5 adviser firms.
What exams has Jennifer Emmons Carlson passed?
Jennifer Emmons Carlson has passed 4 licensing exams: the Series 7, Series 65, Series 63 and Series 31. The earliest, the Series 7, was passed in January 2001. FINRA credited Jennifer Emmons Carlson with the SIE, which began in October 2018.
Where did Jennifer Emmons Carlson work before Gould Capital?
Before Gould Capital, Jennifer Emmons Carlson was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, June 2007 to April 2011; Morgan Stanley, April 2005 to June 2006; Primevest Financial Services, Inc., October 2004 to March 2005; Morgan Stanley, April 2001 to July 2003.
Where is Jennifer Emmons Carlson based?
Jennifer Emmons Carlson’s registered office is in Tacoma, WA.
Is Jennifer Emmons Carlson registered with FINRA?
No. Jennifer Emmons Carlson has no current broker registration.
How can I verify Jennifer Emmons Carlson’s record?
Search CRD 4321549 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jennifer Emmons Carlson’s full registration record.
