Jeffrey Rainer has been an investment adviser representative at Lifeworks Advisors since September 2024, and is not listed among the firm’s executive officers or direct owners.
Lifeworks Advisors, LLC is a Grand Rapids, MI firm with $967M under management, 1,814 clients and 40 advisers across 37 offices, as of its June 2026 filing.
Jeffrey Rainer’s longest registration was 13 years at Northwestern Mutual Investment Services,llc (2003–2016). Before joining Lifeworks Advisors in 2024, Jeffrey Rainer was registered through Avaii Wealth Management, LLC and Northwestern Mutual Investment Services,llc.
- Lifeworks Advisors, LLCCurrent– present · 2 yearsPagosa Springs, CO · Adviser representative · Firm CRD 288255
- Avaii Wealth Management, LLC– · 5 yearsAppleton, WI · Adviser representative · Firm CRD 298165
- Northwestern Mutual Investment Services,llc– · under a yearAppleton, WI · Adviser representative · Firm CRD 2881
- Northwestern Mutual Investment Services,llc– · 13 yearsAppleton, WI · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Jeffrey Rainer is registered as an investment adviser representative in Colorado, since September 2024.
- ColoradoSince 4 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 19 March 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 July 2002 |
| Series 7 | General Securities Representative Examination | 5 September 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 February 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 May 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jeffrey James Rainer
- CRD
- 3168972
- Firm
- Lifeworks Advisors · CRD 288255
- Office
- Pagosa Springs, CO
- Registration
- Investment adviser registration
- In the industry since
- June 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeffrey Rainer work?
Jeffrey Rainer is an investment adviser representative registered through Lifeworks Advisors, LLC since September 2024, and is not listed among the firm’s executive officers or direct owners.
Is Jeffrey Rainer a financial advisor?
Yes. Jeffrey Rainer has a current investment-adviser registration in Colorado, through Lifeworks Advisors since September 2024.
How many years of experience does Jeffrey Rainer have?
Jeffrey Rainer has 27 years in the financial industry, since June 1999, across 3 adviser firms.
What exams has Jeffrey Rainer passed?
Jeffrey Rainer has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 65 and Series 26. The earliest, the Series 6, was passed in May 1999. FINRA credited Jeffrey Rainer with the SIE, which began in October 2018.
Where did Jeffrey Rainer work before Lifeworks Advisors?
Before Lifeworks Advisors, Jeffrey Rainer was registered through Avaii Wealth Management, LLC, September 2018 to September 2024; Northwestern Mutual Investment Services,llc, July 2018 to September 2018; Northwestern Mutual Investment Services,llc, March 2003 to September 2016.
Where is Jeffrey Rainer based?
Jeffrey Rainer’s registered office is in Pagosa Springs, CO.
Is Jeffrey Rainer registered with FINRA?
No. Jeffrey Rainer has no current broker registration.
How can I verify Jeffrey Rainer’s record?
Search CRD 3168972 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Rainer’s full registration record.
