Jeffrey Johnson has been an investment adviser representative at Nova Financial since March 2016, and is not listed among the firm’s executive officers or direct owners.
Nova Financial LLC is a Tucson, AZ firm with $469M under management, 738 clients and 7 advisers across 2 offices, as of its March 2026 filing.
Jeffrey Johnson’s longest registration was 11 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2004–2016). Before joining Nova Financial in 2016, Jeffrey Johnson was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Nova Financial ServicesCurrent– present · 10 yearsTucson, AZ · Adviser representative · Firm CRD 150148
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 11 yearsTucson, AZ · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Jeffrey Johnson is registered as an investment adviser representative in Arizona, since March 2016.
- ArizonaSince 31 March 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 March 2000 |
| Series 7 | General Securities Representative Examination | 27 January 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffrey Michael Johnson
- CRD
- 3276479
- Firm
- Nova Financial · CRD 150148
- Office
- 1630 E RIVER RD, SUITE 212, Tucson, AZ 85718
- Registration
- Investment adviser registration
- In the industry since
- January 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeffrey Johnson work?
Jeffrey Johnson is an investment adviser representative registered through Nova Financial LLC since March 2016, and is not listed among the firm’s executive officers or direct owners.
Is Jeffrey Johnson a financial advisor?
Yes. Jeffrey Johnson has a current investment-adviser registration in Arizona, through Nova Financial since March 2016.
How many years of experience does Jeffrey Johnson have?
Jeffrey Johnson has 26 years in the financial industry, since January 2000, across 2 adviser firms.
What exams has Jeffrey Johnson passed?
Jeffrey Johnson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2000. FINRA credited Jeffrey Johnson with the SIE, which began in October 2018.
Where did Jeffrey Johnson work before Nova Financial?
Before Nova Financial, Jeffrey Johnson was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, August 2004 to March 2016.
Where is Jeffrey Johnson based?
Jeffrey Johnson’s registered office is in Tucson, AZ.
Is Jeffrey Johnson registered with FINRA?
No. Jeffrey Johnson has no current broker registration.
How can I verify Jeffrey Johnson’s record?
Search CRD 3276479 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Johnson’s full registration record.
