Jeffrey Fountain has been Chief Compliance Officer of Passive Capital Management since January 2021, is a control person of the firm and directly owns between 5% and 10% of it.
Passive Capital Management, LLC is a Syracuse, NY firm with $997M under management, 424 clients and 8 advisers across 3 offices, as of its January 2026 filing.
Jeffrey Fountain’s longest registration is the current one, 7 years at Passive Capital Management since 2019. Before joining Passive Capital Management in 2019, Jeffrey Fountain was registered through MML Investors Services, LLC.
- – present · 7 yearsBaltimore, MD · Adviser representative · Firm CRD 142870
- MML Investors Services, LLC– · 2 yearsHunt Valley, MD · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Jeffrey Fountain is registered as an investment adviser representative in Maryland, since January 2019.
- MarylandSince 15 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 14 January 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 July 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 June 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jeffrey Carr Fountain
- CRD
- 6209449
- Firm
- Passive Capital Management · CRD 142870
- Role
- Chief Compliance Officer
- Office
- 2650 Quarry Lake Drive, Suite 100, Baltimore, MD 21209
- Registration
- Investment adviser registration
- In the industry since
- July 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeffrey Fountain work?
Jeffrey Fountain has been Chief Compliance Officer of Passive Capital Management, LLC since January 2021, and is a control person of the firm.
Is Jeffrey Fountain a financial advisor?
Yes. Jeffrey Fountain has a current investment-adviser registration in Maryland, through Passive Capital Management since January 2019.
How many years of experience does Jeffrey Fountain have?
Jeffrey Fountain has 11 years in the financial industry, since July 2015, across 2 adviser firms.
What exams has Jeffrey Fountain passed?
Jeffrey Fountain has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in June 2015. FINRA credited Jeffrey Fountain with the SIE, which began in October 2018.
Where did Jeffrey Fountain work before Passive Capital Management?
Before Passive Capital Management, Jeffrey Fountain was registered through MML Investors Services, LLC, February 2016 to November 2018.
Where is Jeffrey Fountain based?
Jeffrey Fountain’s registered office is in Baltimore, MD.
Is Jeffrey Fountain registered with FINRA?
No. Jeffrey Fountain has no current broker registration.
How can I verify Jeffrey Fountain’s record?
Search CRD 6209449 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Fountain’s full registration record.
