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Jeffrey Dominguez, portrait

Jeffrey Dominguez

President & Chief Compliance Officer at Dominguez Wealth Management Solutions in Williamsburg, VA

Investment adviser and broker registrationsUpdated

Jeffrey Dominguez is President & Chief Compliance Officer of Dominguez Wealth Management Solutions, Inc., an investment adviser managing $213M, and works from its Williamsburg, VA office. Jeffrey Dominguez has been registered as an investment adviser representative through Dominguez Wealth Management Solutions since 7 October 2014, has 17 years in the industry across 2 firms and has passed the Series 7 and Series 66.

17
Years in industry
12
Years at firm
2
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Jeffrey Dominguez has been President & Chief Compliance Officer of Dominguez Wealth Management Solutions since August 2014, is a control person of the firm and directly owns 75% or more of it.

Dominguez Wealth Management Solutions, Inc. is a Williamsburg, VA firm with $213M under management, 192 clients and 2 advisers in one office, as of its March 2026 filing.

Jeff Dominguez is Chief Executive Officer of Dominguez Wealth Management Solutions, based in Williamsburg, Virginia. He is the founder of the firm and oversees its client planning strategies. Dominguez is a former professional soccer player.

Jeffrey Dominguez’s longest registration is the current one, 12 years at Dominguez Wealth Management Solutions since 2014. Before joining Dominguez Wealth Management Solutions in 2014, Jeffrey Dominguez was registered through LPL Financial LLC.

  1. – present · 12 years
    Williamsburg, VA · Adviser representative · Firm CRD 173083
  2. LPL Financial LLC
    – · 5 years
    Williamsburg, VA · Adviser representative · Firm CRD 6413

Credentials and registrations

Professional designations

Listed by Dominguez Wealth Management Solutions

  • CFP®
  • CLTC

Investment adviser representative registrations

Jeffrey Dominguez is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from October 2014; the most recent is Texas, in July 2015.

  • TexasResidentSince 20 July 2015
  • VirginiaSince 7 October 2014

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 668 May 2009
Name
Uniform Combined State Law Examination
Series 717 March 2009
Name
General Securities Representative Examination

Key facts

Full name
Jeffrey Paul Dominguez
CRD
5483499
Role
President & Chief Compliance Officer
Office
304 Bulifants Boulevard, Suite 101, Williamsburg, VA 23188
Registration
Investment adviser and broker registrations
In the industry since
March 2009
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does Jeffrey Dominguez work?

Jeffrey Dominguez has been President & Chief Compliance Officer of Dominguez Wealth Management Solutions, Inc. since August 2014, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 26 March 2026

Is Jeffrey Dominguez a financial advisor?

Yes. Jeffrey Dominguez has a current investment-adviser registration in Texas and Virginia, through Dominguez Wealth Management Solutions since October 2014.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Jeffrey Dominguez have?

Jeffrey Dominguez has 17 years in the financial industry, since March 2009, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Jeffrey Dominguez passed?

Jeffrey Dominguez has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2009. FINRA credited Jeffrey Dominguez with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where is Jeffrey Dominguez based?

Jeffrey Dominguez’s registered office is in Williamsburg, VA.

Source: IAPD individual record, checked 22 October 2026

Is Jeffrey Dominguez registered with FINRA?

Yes. Jeffrey Dominguez has a current broker registration, under CRD 5483499.

Source: FINRA BrokerCheck

Is Jeffrey Dominguez a CFP?

Dominguez Wealth Management Solutions lists Jeffrey Dominguez with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.

Source: JEFF DOMINGUEZ biography, dominguezwealthsolutions.com

How can I verify Jeffrey Dominguez’s record?

Search CRD 5483499 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jeffrey Dominguez’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 5483499, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Dominguez Wealth Management Solutions, Inc., filed 26 March 2026. Title, control and ownership bands.
  3. Dominguez Wealth Management Solutions team page. Biography, education, credentials, awards and the portrait, reproduced for identification.