Jeffrey Dominguez has been President & Chief Compliance Officer of Dominguez Wealth Management Solutions since August 2014, is a control person of the firm and directly owns 75% or more of it.
Dominguez Wealth Management Solutions, Inc. is a Williamsburg, VA firm with $213M under management, 192 clients and 2 advisers in one office, as of its March 2026 filing.
Jeff Dominguez is Chief Executive Officer of Dominguez Wealth Management Solutions, based in Williamsburg, Virginia. He is the founder of the firm and oversees its client planning strategies. Dominguez is a former professional soccer player.
Jeffrey Dominguez’s longest registration is the current one, 12 years at Dominguez Wealth Management Solutions since 2014. Before joining Dominguez Wealth Management Solutions in 2014, Jeffrey Dominguez was registered through LPL Financial LLC.
- – present · 12 yearsWilliamsburg, VA · Adviser representative · Firm CRD 173083
- LPL Financial LLC– · 5 yearsWilliamsburg, VA · Adviser representative · Firm CRD 6413
Professional designations
Listed by Dominguez Wealth Management Solutions
- CFP®
- CLTC
Investment adviser representative registrations
Jeffrey Dominguez is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from October 2014; the most recent is Texas, in July 2015.
- TexasResidentSince 20 July 2015
- VirginiaSince 7 October 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 8 May 2009 |
| Series 7 | General Securities Representative Examination | 17 March 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffrey Paul Dominguez
- CRD
- 5483499
- Firm
- Dominguez Wealth Management Solutions · CRD 173083
- Role
- President & Chief Compliance Officer
- Office
- 304 Bulifants Boulevard, Suite 101, Williamsburg, VA 23188
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2009
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- dominguezwealthsolutions.com
Where does Jeffrey Dominguez work?
Jeffrey Dominguez has been President & Chief Compliance Officer of Dominguez Wealth Management Solutions, Inc. since August 2014, and is a control person of the firm.
Is Jeffrey Dominguez a financial advisor?
Yes. Jeffrey Dominguez has a current investment-adviser registration in Texas and Virginia, through Dominguez Wealth Management Solutions since October 2014.
How many years of experience does Jeffrey Dominguez have?
Jeffrey Dominguez has 17 years in the financial industry, since March 2009, across 2 adviser firms.
What exams has Jeffrey Dominguez passed?
Jeffrey Dominguez has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2009. FINRA credited Jeffrey Dominguez with the SIE, which began in October 2018.
Where is Jeffrey Dominguez based?
Jeffrey Dominguez’s registered office is in Williamsburg, VA.
Is Jeffrey Dominguez registered with FINRA?
Yes. Jeffrey Dominguez has a current broker registration, under CRD 5483499.
Source: FINRA BrokerCheck
Is Jeffrey Dominguez a CFP?
Dominguez Wealth Management Solutions lists Jeffrey Dominguez with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: JEFF DOMINGUEZ biography, dominguezwealthsolutions.com
How can I verify Jeffrey Dominguez’s record?
Search CRD 5483499 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jeffrey Dominguez’s full registration record.
