Jeffrey Brown has been Principal of Shearwater Capital since June 1999, is a control person of the firm and directly owns between 50% and 75% of it. Jeffrey Brown holds an MBA from Washington University in St. Louis, an Undergraduate degree from the University of California, Irvine and a Medical degree from the University of California, San Diego.
Shearwater Capital, LLC is a Denver, CO firm with $427M under management, 180 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Jeffrey J. Brown is Principal and Chief Investment Officer of Shearwater Capital, based in St. Louis, MO. He co-founded the firm in 1999 and serves as Chief Investment Officer, overseeing client support. He also serves as Professor and Chair of the Department of Radiology at Saint Louis University School of Medicine.
Professional designations
Listed by Shearwater Capital
- Chartered Financial Analyst (CFA®)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Jeffrey Brown is registered as an investment adviser representative in 6 states, as a resident of Texas. The first approvals date from September 1999; the most recent is Florida, in July 2012.
- CaliforniaSince 3 March 2003
- ColoradoSince 25 June 2012
- FloridaSince 10 July 2012
- IllinoisSince 25 June 2012
- MissouriSince 24 September 1999
- TexasResidentSince 25 June 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 September 2002 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Jeffrey Jerram Brown
- CRD
- 4450573
- Firm
- Shearwater Capital · CRD 115399
- Role
- Principal
- Office
- 2000 S COLORADO BLVD. TOWER 1, SUITE 2000-1148, Denver, CO 80222
- Registration
- Investment adviser registration
- In the industry since
- September 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- shearwatercapital.com
Where does Jeffrey Brown work?
Jeffrey Brown has been Principal of Shearwater Capital, LLC since June 1999, and is a control person of the firm.
Is Jeffrey Brown a financial advisor?
Yes. Jeffrey Brown has a current investment-adviser registration in California, Colorado, Florida, Illinois, Missouri and Texas, through Shearwater Capital since September 1999.
How many years of experience does Jeffrey Brown have?
Jeffrey Brown has 27 years in the financial industry, since September 1999, across 1 adviser firm.
What exams has Jeffrey Brown passed?
Jeffrey Brown passed the Series 65 in September 2002.
Where is Jeffrey Brown based?
Jeffrey Brown’s registered office is in Denver, CO.
Is Jeffrey Brown registered with FINRA?
No. Jeffrey Brown has no current broker registration.
Is Jeffrey Brown a CFP?
Shearwater Capital lists Jeffrey Brown with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Is Jeffrey Brown a CFA charterholder?
Shearwater Capital lists Jeffrey Brown with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Jeffrey Brown’s record?
Search CRD 4450573 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Brown’s full registration record.