Jeffrey Broadhurst has been President/Chief Compliance Officer of Broadhurst Financial Advisors since June 2004, is a control person of the firm and directly owns 75% or more of it. Jeffrey Broadhurst holds an MBA in Banking and Finance from Case Western Reserve University and a Bachelor's degree in engineering from The Queen's University at Kingston.
Broadhurst Financial Advisors, Inc. is an Austin, TX firm with $128M under management, 59 clients and 1 adviser in one office, as of its June 2026 filing.
Jeffrey B. Broadhurst is the founder of Broadhurst Financial Advisors, Inc. He provides clients with investment advisory, financial planning and wealth management services. He has been advising clients on financial matters since 1999 and has provided advisory services at the firm since 2004. Before forming the firm, he worked at Standard & Poor's in New York City in the investment services group and earlier at Dresdner Kleinwort Wasserstein.
Jeffrey Broadhurst’s longest registration is the current one, 21 years at Broadhurst Financial Advisors since 2004.
- Three Pillars Wealth Management, LLC– · under a yearSwarthmore, PA · Adviser representative · Firm CRD 158365
- Index Funds Advisors, Inc.– · 1 yearLansdale, PA · Adviser representative · Firm CRD 109143
- – present · 21 yearsAustin, TX · Adviser representative · Firm CRD 132332
Professional designations
Listed by Broadhurst Financial Advisors
- Chartered Financial Analyst (CFA®)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Jeffrey Broadhurst is registered as an investment adviser representative in 2 states. The first approvals date from November 2004; the most recent is Texas, in June 2026.
- PennsylvaniaSince 23 November 2004
- TexasSince 22 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 June 2004 |
| Series 7 | General Securities Representative Examination | 7 October 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 October 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Jeffrey Bruce Broadhurst
- CRD
- 3267399
- Firm
- Broadhurst Financial Advisors · CRD 132332
- Role
- President/Chief Compliance Officer
- Office
- Austin, TX
- Registration
- Investment adviser registration
- In the industry since
- November 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- broadhurstfinancial.com
Where does Jeffrey Broadhurst work?
Jeffrey Broadhurst has been President/Chief Compliance Officer of Broadhurst Financial Advisors, Inc. since June 2004, and is a control person of the firm.
Is Jeffrey Broadhurst a financial advisor?
Yes. Jeffrey Broadhurst has a current investment-adviser registration in Pennsylvania and Texas, through Broadhurst Financial Advisors since November 2004.
How many years of experience does Jeffrey Broadhurst have?
Jeffrey Broadhurst has 21 years in the financial industry, since November 2004, across 3 adviser firms.
What exams has Jeffrey Broadhurst passed?
Jeffrey Broadhurst has passed 3 licensing exams: the Series 63, Series 7 and Series 65. The earliest, the Series 63, was passed in October 1999.
Where is Jeffrey Broadhurst based?
Jeffrey Broadhurst’s registered office is in Austin, TX.
Is Jeffrey Broadhurst registered with FINRA?
No. Jeffrey Broadhurst has no current broker registration.
Is Jeffrey Broadhurst a CFP?
Broadhurst Financial Advisors lists Jeffrey Broadhurst with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Jeffrey B. Broadhurst, MBA, CFA, CFP® biography, broadhurstfinancial.com
Is Jeffrey Broadhurst a CFA charterholder?
Broadhurst Financial Advisors lists Jeffrey Broadhurst with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
Source: Jeffrey B. Broadhurst, MBA, CFA, CFP® biography, broadhurstfinancial.com
How can I verify Jeffrey Broadhurst’s record?
Search CRD 3267399 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Broadhurst’s full registration record.