Jeffrey Borman has been an investment adviser representative at Vandalia Wealth Management since July 2026, and is not listed among the firm’s executive officers or direct owners.
Vandalia Wealth Management Incorporated is a Charleston, WV firm with $250M under management, 469 clients and 15 advisers across 6 offices, as of its July 2026 filing.
Jeffrey Borman’s longest registration was 11 years at Loc Investment Advisers (2014–2025). Before joining Vandalia Wealth Management in 2026, Jeffrey Borman was registered through Loc Investment Advisers and Wells Fargo Advisors, LLC.
- Vandalia WealthCurrent– present · under a yearCharleston, WV · Adviser representative · Firm CRD 340089
- Axxcess Wealth Management, LLCAlso current– present · under a yearCharleston, WV · Adviser representative · Firm CRD 164081
- Loc Investment Advisers– · 11 yearsHurricane, WV · Adviser representative · Firm CRD 105708
- Wells Fargo Advisors, LLC– · 2 yearsCharleston, WV · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Jeffrey Borman is registered as an investment adviser representative in West Virginia, since December 2025.
- West VirginiaSince 17 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 15 June 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 April 2012 |
| Series 7 | General Securities Representative Examination | 2 February 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffrey Owen Borman
- CRD
- 5985262
- Firm
- Vandalia Wealth Management · CRD 340089
- Office
- 500 CORPORATE LANDING, SUITE 201, Charleston, WV 25311
- Registration
- Investment adviser registration
- In the industry since
- August 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeffrey Borman work?
Jeffrey Borman is an investment adviser representative registered through Vandalia Wealth Management Incorporated since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Jeffrey Borman a financial advisor?
Yes. Jeffrey Borman has a current investment-adviser registration in West Virginia, through Vandalia Wealth Management since July 2026.
How many years of experience does Jeffrey Borman have?
Jeffrey Borman has 14 years in the financial industry, since August 2012, across 4 adviser firms.
What exams has Jeffrey Borman passed?
Jeffrey Borman has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in February 2012. FINRA credited Jeffrey Borman with the SIE, which began in October 2018.
Where did Jeffrey Borman work before Vandalia Wealth Management?
Before Vandalia Wealth Management, Jeffrey Borman was registered through Loc Investment Advisers, December 2014 to December 2025; Wells Fargo Advisors, LLC, July 2012 to November 2014.
Where is Jeffrey Borman based?
Jeffrey Borman’s registered office is in Charleston, WV.
Is Jeffrey Borman registered with FINRA?
No. Jeffrey Borman has no current broker registration.
How can I verify Jeffrey Borman’s record?
Search CRD 5985262 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Borman’s full registration record.