Jeffery Elswick has been Managing Director / Director of Fixed Income / Senior Fund Manager / Co-CIO of Frost Investment Advisors since February 2008, is a control person of the firm and directly owns under 5% of it. Jeffery Elswick holds a Master of Science in finance from Texas A&M University and a Bachelor of Business Administration in finance and accounting from East Texas A&M University.
Frost Investment Advisors, LLC is a San Antonio, TX firm with $5.36B under management, 9 clients and 31 advisers in one office, as of its March 2026 filing.
Jeffery A. Elswick is Managing Director, Director of Fixed Income and Senior Fund Manager, Co-Chief Investment Officer of Frost Investment Advisors. He joined the adviser at its inception in 2006 and leads its fixed income investment strategies. Earlier, he was a fixed-income portfolio manager, analyst and trader at Capital One Financial Corporation for six years, and he served in the U.S. Navy from 1986 to 1991.
- – present · 18 yearsSan Antonio, TX · Adviser representative · Firm CRD 146148
Investment adviser representative registrations
Jeffery Elswick is registered as an investment adviser representative in Texas, since June 2008.
- TexasSince 2 June 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 May 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 November 2007 |
| Series 7 | General Securities Representative Examination | 24 October 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffery A Elswick
- CRD
- 5413625
- Firm
- Frost Investment Advisors · CRD 146148
- Role
- Managing Director / Director of Fixed Income / Senior Fund Manager / Co-CIO
- Office
- 111 WEST HOUSTON STREET, 10TH FLOOR, San Antonio, TX 78205
- Registration
- Investment adviser registration
- In the industry since
- June 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- frostinv.com
Where does Jeffery Elswick work?
Jeffery Elswick has been Managing Director / Director of Fixed Income / Senior Fund Manager / Co-CIO of Frost Investment Advisors, LLC since February 2008, and is a control person of the firm.
Is Jeffery Elswick a financial advisor?
Yes. Jeffery Elswick has a current investment-adviser registration in Texas, through Frost Investment Advisors since June 2008.
How many years of experience does Jeffery Elswick have?
Jeffery Elswick has 18 years in the financial industry, since June 2008, across 1 adviser firm.
What exams has Jeffery Elswick passed?
Jeffery Elswick has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 2007.
Where is Jeffery Elswick based?
Jeffery Elswick’s registered office is in San Antonio, TX.
Is Jeffery Elswick registered with FINRA?
No. Jeffery Elswick has no current broker registration.
How can I verify Jeffery Elswick’s record?
Search CRD 5413625 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffery Elswick’s full registration record.
Mace McCainPresident / Manager / Managing Director/CIO
Robert PfeiferManaging Director / Chief Compliance Officer
Alan AdelmanSenior Research Analyst / Senior Fund Manager
Timothy AltreeManager / Managing Director /Product Development and Asset Allocation- Michael BensonManager
- Michael BensonTreasurer
Justin HopkinsNational Sales Manager
William LutzDirector of Equities / Senior Fund Manager / Senior Research Analyst- Robert PfeiferSecretary
- Coolidge RhodesManager
- Carol SeverynManager
- Kenneth WilsonManager