Jeannette Thomas has been President/Chief Compliance Officer of Hulsey Capital Management since October 2019, is a control person of the firm and directly owns between 50% and 75% of it.
Hulsey Capital Management, Inc. is a Heber Springs, AR firm with $113M under management, 83 clients and 1 adviser across 2 offices, as of its September 2026 filing.
Jeannette Thomas’ longest registration is the current one, 10 years at Hulsey Capital Management since 2015. Before joining Hulsey Capital Management in 2015, Jeannette Thomas was registered through Voya Financial Advisors, Inc.
- Voya Financial Advisors, Inc.– · 4 yearsHeber Springs, AR · Adviser representative · Firm CRD 2882
Investment adviser representative registrations
Jeannette Thomas is registered as an investment adviser representative in 2 states. Each was approved in December 2015.
- ArkansasSince 14 December 2015
- TexasSince 14 December 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 March 2010 |
| Series 7 | General Securities Representative Examination | 16 February 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeannette Lorraine Thomas
- CRD
- 5294409
- Firm
- Hulsey Capital Management · CRD 116183
- Role
- President/Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- January 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeannette Thomas work?
Jeannette Thomas has been President/Chief Compliance Officer of Hulsey Capital Management, Inc. since October 2019, and is a control person of the firm.
Is Jeannette Thomas a financial advisor?
Yes. Jeannette Thomas has a current investment-adviser registration in Arkansas and Texas, through Hulsey Capital Management since December 2015.
How many years of experience does Jeannette Thomas have?
Jeannette Thomas has 15 years in the financial industry, since January 2011, across 2 adviser firms.
What exams has Jeannette Thomas passed?
Jeannette Thomas has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2010. FINRA credited Jeannette Thomas with the SIE, which began in October 2018.
Where did Jeannette Thomas work before Hulsey Capital Management?
Before Hulsey Capital Management, Jeannette Thomas was registered through Voya Financial Advisors, Inc., April 2010 to February 2015.
Is Jeannette Thomas registered with FINRA?
No. Jeannette Thomas has no current broker registration.
How can I verify Jeannette Thomas’ record?
Search CRD 5294409 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeannette Thomas’ full registration record.