Jean Baun has been an investment adviser representative at Chancellor Financial Group since November 2019, and is not listed among the firm’s executive officers or direct owners.
Chancellor Financial Group LP is a Wilkes-Barre, PA firm with $249M under management, 1,298 clients and 6 advisers across 3 offices, as of its March 2026 filing.
Jean Baun’s longest registration was 9 years at Triumph Wealth Advisors, Inc. (2014–2023). Before joining Chancellor Financial Group in 2019, Jean Baun was registered through Triumph Wealth Advisors, Inc. and Nations Financial Group, Inc.
- – present · 6 yearsWilkes-Barre, PA · Adviser representative · Firm CRD 159563
- Triumph Wealth Advisors, Inc.– · 9 yearsWest Pittston, PA · Adviser representative · Firm CRD 153175
- Nations Financial Group, Inc.– · 6 yearsWest Pittston, PA · Adviser representative · Firm CRD 44181
Investment adviser representative registrations
Jean Baun is registered as an investment adviser representative in Pennsylvania, since November 2019.
- PennsylvaniaSince 12 November 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 9 July 2007 |
| Series 66 | Uniform Combined State Law Examination | 13 July 2001 |
| Series 24 | General Securities Principal Examination | 7 May 2001 |
| Series 7 | General Securities Representative Examination | 13 February 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Jean Marie Baun
- CRD
- 4342193
- Firm
- Chancellor Financial Group · CRD 159563
- Office
- 60 PUBLIC SQUARE, SUITE 600, Wilkes-Barre, PA 18701
- Registration
- Investment adviser registration
- In the industry since
- February 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Jean Baun work?
Jean Baun is an investment adviser representative registered through Chancellor Financial Group LP since November 2019, and is not listed among the firm’s executive officers or direct owners.
Is Jean Baun a financial advisor?
Yes. Jean Baun has a current investment-adviser registration in Pennsylvania, through Chancellor Financial Group since November 2019.
How many years of experience does Jean Baun have?
Jean Baun has 25 years in the financial industry, since February 2001, across 3 adviser firms.
What exams has Jean Baun passed?
Jean Baun has passed 4 licensing exams: the Series 7, Series 24, Series 66 and Series 65. The earliest, the Series 7, was passed in February 2001. FINRA credited Jean Baun with the SIE, which began in October 2018.
Where did Jean Baun work before Chancellor Financial Group?
Before Chancellor Financial Group, Jean Baun was registered through Nations Financial Group, Inc., August 2007 to August 2014.
Where is Jean Baun based?
Jean Baun’s registered office is in Wilkes-Barre, PA.
Is Jean Baun registered with FINRA?
No. Jean Baun has no current broker registration.
How can I verify Jean Baun’s record?
Search CRD 4342193 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jean Baun’s full registration record.
