Jay Faler has been an investment adviser representative at Providence Wealth Advisors since December 2017, and is not listed among the firm’s executive officers or direct owners.
Providence Wealth Advisors, LLC is a Frankfort, IL firm with $684M under management, 653 clients and 6 advisers across 3 offices, as of its March 2026 filing.
- – present · 8 yearsPalos Heights, IL · Adviser representative · Firm CRD 153646
Investment adviser representative registrations
Jay Faler is registered as an investment adviser representative in Illinois, since December 2017.
- IllinoisSince 7 December 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 December 2017 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Jay David Faler
- CRD
- 6885938
- Firm
- Providence Wealth Advisors · CRD 153646
- Office
- 6431 W. 127th Street, Palos Heights, IL 60463
- Registration
- Investment adviser registration
- In the industry since
- December 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Jay Faler work?
Jay Faler is an investment adviser representative registered through Providence Wealth Advisors, LLC since December 2017, and is not listed among the firm’s executive officers or direct owners.
Is Jay Faler a financial advisor?
Yes. Jay Faler has a current investment-adviser registration in Illinois, through Providence Wealth Advisors since December 2017.
How many years of experience does Jay Faler have?
Jay Faler has 8 years in the financial industry, since December 2017, across 1 adviser firm.
What exams has Jay Faler passed?
Jay Faler passed the Series 65 in December 2017.
Where is Jay Faler based?
Jay Faler’s registered office is in Palos Heights, IL.
Is Jay Faler registered with FINRA?
No. Jay Faler has no current broker registration.
How can I verify Jay Faler’s record?
Search CRD 6885938 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jay Faler’s full registration record.
- Gery SadzewiczChief Compliance Officer
- Douglas DegrootManager