Javier De Zengotita has been an investment adviser representative at Aton Financial since October 2019, and is not listed among the firm’s executive officers or direct owners.
Aton Financial LLC is a San Juan, PR firm with $601M under management, 274 clients and 7 advisers across 3 offices, as of its July 2026 filing.
Javier De Zengotita’s longest registration is the current one, 6 years at Aton Financial since 2019. Before joining Aton Financial in 2019, Javier De Zengotita was registered through Kovack Advisors, Inc.
- Aton Financial LLCCurrent– present · 6 yearsSan Juan, PR · Adviser representative · Firm CRD 173070
- Kovack Advisors, Inc.– · 3 yearsGuaynabo, PR · Adviser representative · Firm CRD 140808
Investment adviser representative registrations
Javier De Zengotita is registered as an investment adviser representative in Puerto Rico, since October 2019.
- Puerto RicoSince 29 October 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 8 January 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 August 2015 |
| Series 7 | General Securities Representative Examination | 9 November 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Javier Jose De Zengotita
- CRD
- 4917654
- Firm
- Aton Financial · CRD 173070
- Office
- 1116 PONCE DE LEON, SUITE 300, San Juan, PR 00907
- Registration
- Investment adviser registration
- In the industry since
- January 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Javier De Zengotita work?
Javier De Zengotita is an investment adviser representative registered through Aton Financial LLC since October 2019, and is not listed among the firm’s executive officers or direct owners.
Is Javier De Zengotita a financial advisor?
Yes. Javier De Zengotita has a current investment-adviser registration in Puerto Rico, through Aton Financial since October 2019.
How many years of experience does Javier De Zengotita have?
Javier De Zengotita has 20 years in the financial industry, since January 2006, across 2 adviser firms.
What exams has Javier De Zengotita passed?
Javier De Zengotita has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in November 2005. FINRA credited Javier De Zengotita with the SIE, which began in October 2018.
Where did Javier De Zengotita work before Aton Financial?
Before Aton Financial, Javier De Zengotita was registered through Kovack Advisors, Inc., June 2016 to October 2019.
Where is Javier De Zengotita based?
Javier De Zengotita’s registered office is in San Juan, PR.
Is Javier De Zengotita registered with FINRA?
No. Javier De Zengotita has no current broker registration.
How can I verify Javier De Zengotita’s record?
Search CRD 4917654 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Javier De Zengotita’s full registration record.