Jason Siperstein has been Chief Compliance Officer, Member of Eliot Rose Wealth Management since January 2016, is a control person of the firm and directly owns 75% or more of it. Jason Siperstein studied at Emory University.
Eliot Rose Wealth Management, LLC is a Providence, RI firm with $186M under management, 141 clients and 1 adviser in one office, as of its February 2026 filing.
Jason Siperstein is President and Wealth Advisor of Eliot Rose Wealth Management, based in East Greenwich, RI. He leads the firm's planning and investment management work. Before entering wealth management, he consulted to Fortune 500 companies. He has served in leadership roles with the Financial Planning Association of Rhode Island and CFA Society Providence.
- – present · 15 yearsProvidence, RI · Adviser representative · Firm CRD 120465
Professional designations
Listed by Eliot Rose Wealth Management
- CFP® Certified Financial Planner
- CFA Chartered Financial Analyst
- RMA® Retirement Management Advisor
Investment adviser representative registrations
Jason Siperstein is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2011; the most recent is Texas, in November 2020.
- Rhode IslandSince 27 June 2011
- TexasResidentSince 5 November 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 23 November 2009 |
| Series 7 | General Securities Representative Examination | 16 November 2009 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jason Eliot Siperstein
- CRD
- 5722409
- Firm
- Eliot Rose Wealth Management · CRD 120465
- Role
- Chief Compliance Officer, Member
- Office
- 10 DORANCE STREET, SUITE 700, Providence, RI 02903
- Registration
- Investment adviser registration
- In the industry since
- June 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- eliotrose.com
Where does Jason Siperstein work?
Jason Siperstein has been Chief Compliance Officer, Member of Eliot Rose Wealth Management, LLC since January 2016, and is a control person of the firm.
Is Jason Siperstein a financial advisor?
Yes. Jason Siperstein has a current investment-adviser registration in Rhode Island and Texas, through Eliot Rose Wealth Management since June 2011.
How many years of experience does Jason Siperstein have?
Jason Siperstein has 15 years in the financial industry, since June 2011, across 1 adviser firm.
What exams has Jason Siperstein passed?
Jason Siperstein has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2009.
Where is Jason Siperstein based?
Jason Siperstein’s registered office is in Providence, RI.
Is Jason Siperstein registered with FINRA?
No. Jason Siperstein has no current broker registration.
Is Jason Siperstein a CFP?
Eliot Rose Wealth Management lists Jason Siperstein with the CFP credential (“CFP® Certified Financial Planner”) on its website. CFP Board confirms certification status.
Source: Jason Siperstein, CFP®, CFA, RMA® biography, eliotrose.com
Is Jason Siperstein a CFA charterholder?
Eliot Rose Wealth Management lists Jason Siperstein with the CFA credential (“CFA Chartered Financial Analyst”) on its website. CFA Institute confirms certification status.
Source: Jason Siperstein, CFP®, CFA, RMA® biography, eliotrose.com
How can I verify Jason Siperstein’s record?
Search CRD 5722409 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jason Siperstein’s full registration record.
