Jason Lockridge has been Member & Chief Compliance Officer of Southern Capital Advisors since November 2017, is a control person of the firm and directly owns between 10% and 25% of it.
Southern Capital Advisors, LLC is a Jackson, TN firm with $637M under management, 817 clients and 6 advisers across 2 offices, as of its May 2026 filing.
Jason Lockridge’s longest registration was 10 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2007–2018). Before joining Southern Capital Advisors in 2018, Jason Lockridge was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Keegan & Company, Inc.
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 10 yearsJackson, TN · Adviser representative · Firm CRD 7691
- Morgan Keegan & Company, Inc.– · 1 yearJackson, TN · Adviser representative · Firm CRD 4161
Investment adviser representative registrations
Jason Lockridge is registered as an investment adviser representative in Tennessee, since March 2018.
- TennesseeSince 19 March 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 April 2006 |
| Series 7 | General Securities Representative Examination | 10 April 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jason B Lockridge
- CRD
- 5094838
- Firm
- Southern Capital Advisors · CRD 292275
- Role
- Member & Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- April 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Jason Lockridge work?
Jason Lockridge has been Member & Chief Compliance Officer of Southern Capital Advisors, LLC since November 2017, and is a control person of the firm.
Is Jason Lockridge a financial advisor?
Yes. Jason Lockridge has a current investment-adviser registration in Tennessee, through Southern Capital Advisors since March 2018.
How many years of experience does Jason Lockridge have?
Jason Lockridge has 20 years in the financial industry, since April 2006, across 3 adviser firms.
What exams has Jason Lockridge passed?
Jason Lockridge has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2006. FINRA credited Jason Lockridge with the SIE, which began in October 2018.
Where did Jason Lockridge work before Southern Capital Advisors?
Before Southern Capital Advisors, Jason Lockridge was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 2007 to March 2018; Morgan Keegan & Company, Inc., May 2006 to November 2007.
Is Jason Lockridge registered with FINRA?
No. Jason Lockridge has no current broker registration.
How can I verify Jason Lockridge’s record?
Search CRD 5094838 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jason Lockridge’s full registration record.
