Jason List has been an investment adviser representative at Aventus Investment Advisors since May 2021, and is not listed among the firm’s executive officers or direct owners. Jason List holds a Master's in Finance from Shanghai University of Finance and Economics and an Undergraduate degree in Mathematics from the University of North Carolina at Charlotte.
Aventus Investment Advisors, Inc. is a Naples, FL firm with $136M under management, 145 clients and 2 advisers across 3 offices, as of its March 2026 filing.
Jason List is Senior Financial Planner of Aventus Investment Advisors. He has 20 years of experience in the financial industry, most of it advising clients on financial planning, investment management, and insurance and tax strategies.
Jason List’s longest registration is the current one, 5 years at Aventus Investment Advisors since 2021. Before joining Aventus Investment Advisors in 2021, Jason List was registered through Truist Advisory Services, Inc. and BB&T Securities, LLC.
- – present · 5 yearsCornelius, NC · Adviser representative · Firm CRD 153390
- Truist Advisory Services, Inc.– · under a yearAtlanta, GA · Adviser representative · Firm CRD 283390
- BB&T Securities, LLC– · 2 yearsRichmond, VA · Adviser representative · Firm CRD 142785
- Vanguard Advisers Inc– · 1 yearCharlotte, NC · Adviser representative · Firm CRD 106715
Professional designations
Listed by Aventus Investment Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Jason List is registered as an investment adviser representative in North Carolina, since May 2021.
- North CarolinaSince 14 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 8 November 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 17 July 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 September 2006 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 September 2006 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jason Edward List
- CRD
- 5209188
- Firm
- Aventus Investment Advisors · CRD 153390
- Office
- 19810 W Catawba Ave, Cornelius, NC 28031
- Registration
- Investment adviser registration
- In the industry since
- May 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- aventusadvisors.com
Where does Jason List work?
Jason List is an investment adviser representative registered through Aventus Investment Advisors, Inc. since May 2021, and is not listed among the firm’s executive officers or direct owners.
Is Jason List a financial advisor?
Yes. Jason List has a current investment-adviser registration in North Carolina, through Aventus Investment Advisors since May 2021.
How many years of experience does Jason List have?
Jason List has 17 years in the financial industry, since May 2009, across 4 adviser firms.
What exams has Jason List passed?
Jason List has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in September 2006. FINRA credited Jason List with the SIE, which began in October 2018.
Where did Jason List work before Aventus Investment Advisors?
Before Aventus Investment Advisors, Jason List was registered through Truist Advisory Services, Inc., February 2021 to March 2021; BB&T Securities, LLC, November 2018 to February 2021; Vanguard Advisers Inc, June 2014 to February 2016.
Where is Jason List based?
Jason List’s registered office is in Cornelius, NC.
Is Jason List registered with FINRA?
No. Jason List has no current broker registration.
Is Jason List a CFP?
Aventus Investment Advisors lists Jason List with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Jason List, CFP®, CFA biography, aventusadvisors.com
Is Jason List a CFA charterholder?
Aventus Investment Advisors lists Jason List with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
Source: Jason List, CFP®, CFA biography, aventusadvisors.com
How can I verify Jason List’s record?
Search CRD 5209188 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jason List’s full registration record.