Jason Hathaway has been an investment adviser representative at Legacy Wealth Advisors since October 2023, and is not listed among the firm’s executive officers or direct owners.
Legacy Wealth Advisors, LLC is a North Miami Beach, FL firm with $923M under management, 20 clients and 5 advisers across 6 offices, as of its March 2026 filing.
Jason Hathaway’s longest registration is the current one, 8 years at Hathaway Capital Management, LLC since 2018. Before joining Legacy Wealth Advisors in 2023, Jason Hathaway was registered through Hathaway & Co.
- Hathaway Capital Management, LLCAlso current– present · 8 yearsNewport Beach, CA · Adviser representative · Firm CRD 292255
- Hathaway & Co.– · 2 yearsPasadena, CA · Adviser representative · Firm CRD 156897
Investment adviser representative registrations
Jason Hathaway is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from March 2018; the most recent is Florida, in October 2023.
- CaliforniaSince 14 March 2018
- FloridaSince 18 October 2023
- TexasResidentSince 26 November 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 10 March 2018 |
| Series 24 | General Securities Principal Examination | 1 December 2015 |
| Series 7 | General Securities Representative Examination | 4 May 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 March 2015 |
| Series 79 | Investment Banking Registered Representative Examination | 19 February 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Banking Registered Representative Examination
- Full name
- Jason Thomas Hathaway
- CRD
- 5001545
- Firm
- Legacy Wealth Advisors · CRD 326117
- Registration
- Investment adviser registration
- In the industry since
- March 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Jason Hathaway work?
Jason Hathaway is an investment adviser representative registered through Legacy Wealth Advisors, LLC since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Jason Hathaway a financial advisor?
Yes. Jason Hathaway has a current investment-adviser registration in California, Florida and Texas, through Legacy Wealth Advisors since October 2023.
How many years of experience does Jason Hathaway have?
Jason Hathaway has 16 years in the financial industry, since March 2010, across 3 adviser firms.
What exams has Jason Hathaway passed?
Jason Hathaway has passed 5 licensing exams: the Series 79, Series 63, Series 7, Series 24 and Series 65. The earliest, the Series 79, was passed in February 2015. FINRA credited Jason Hathaway with the SIE, which began in October 2018.
Where did Jason Hathaway work before Legacy Wealth Advisors?
Before Legacy Wealth Advisors, Jason Hathaway was registered through Hathaway & Co., May 2011 to December 2013.
Is Jason Hathaway registered with FINRA?
No. Jason Hathaway has no current broker registration.
How can I verify Jason Hathaway’s record?
Search CRD 5001545 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jason Hathaway’s full registration record.