Jason Falk has been an investment adviser representative at The Retirement Solution since January 2026, and is not listed among the firm’s executive officers or direct owners.
The Retirement Solution LLC is a Redmond, WA firm with $699M under management, 824 clients and 15 advisers across 5 offices, as of its May 2026 filing.
Jason Falk’s longest registration was 5 years at Mutual of Omaha Investor Services, Inc. (2019–2024). Before joining The Retirement Solution in 2026, Jason Falk was registered through WMS Wealth Management LLC and Mutual of Omaha Investor Services, Inc.
- The Retirement Solution LLCCurrent– present · under a yearRedmond, WA · Adviser representative · Firm CRD 148106
- WMS Wealth Management LLC– · under a yearMukilteo, WA · Adviser representative · Firm CRD 311372
- Mutual of Omaha Investor Services, Inc.– · 5 yearsSacramento, CA · Adviser representative · Firm CRD 611
- Sandlapper Wealth Management, LLC– · under a yearSeattle, WA · Adviser representative · Firm CRD 41534
Investment adviser representative registrations
Jason Falk is registered as an investment adviser representative in Washington, since January 2026.
- WashingtonSince 14 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 26 February 2024 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 12 January 2023 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 February 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 2 May 2018 |
| Series 7 | General Securities Representative Examination | 28 March 2018 |
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jason David Falk
- CRD
- 6850587
- Firm
- The Retirement Solution · CRD 148106
- Office
- 18300 REDMOND WAY, SUITE 250, Redmond, WA 98052
- Registration
- Investment adviser registration
- In the industry since
- July 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Jason Falk work?
Jason Falk is an investment adviser representative registered through The Retirement Solution LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Jason Falk a financial advisor?
Yes. Jason Falk has a current investment-adviser registration in Washington, through The Retirement Solution since January 2026.
How many years of experience does Jason Falk have?
Jason Falk has 8 years in the financial industry, since July 2018, across 4 adviser firms.
What exams has Jason Falk passed?
Jason Falk has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 6TO and Series 26. The earliest, the Series 7, was passed in March 2018. FINRA credited Jason Falk with the SIE, which began in October 2018.
Where did Jason Falk work before The Retirement Solution?
Before The Retirement Solution, Jason Falk was registered through Mutual of Omaha Investor Services, Inc., June 2019 to December 2024; Sandlapper Wealth Management, LLC, February 2019 to June 2019.
Where is Jason Falk based?
Jason Falk’s registered office is in Redmond, WA.
Is Jason Falk registered with FINRA?
No. Jason Falk has no current broker registration.
How can I verify Jason Falk’s record?
Search CRD 6850587 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jason Falk’s full registration record.
- Thomas BlackPresident, Financial Planner
- Brian PetraitisChief Compliance Officer
James BlackCEO, Financial Planner