Janell Phillips has been Executive Vice President & Managing Director of Ipswich Investment Management since August 2022, is a control person of the firm and directly owns under 5% of it. Janell Phillips holds a Bachelor's degree in Music from DePauw University, a Master of Music from Indiana University and an MBA from Boston University.
Ipswich Investment Management Company, Inc. is a Beverly, MA firm with $730M under management, 268 clients and 6 advisers in one office, as of its March 2026 filing.
Janell Phillips is an Executive Vice President, Managing Director and Member of the Investment Committee of Ipswich Investment Management, based in Beverly, MA. Before joining the firm, she was a Managing Director of Boston Financial Management, where she was responsible for the development and execution of investment strategies for individuals and families, and served as the firm's Director of Research for five years. Earlier in her career she was a Senior Vice President and Portfolio Manager with Brown Brothers Harriman.
Janell Phillips’ longest registration is the current one, 9 years at Ipswich Investment Management since 2017. Before joining Ipswich Investment Management in 2017, Janell Phillips was registered through Boston Financial Management LLC.
- – present · 9 yearsBeverly, MA · Adviser representative · Firm CRD 106625
- Boston Financial Management LLC– · 1 yearBoston, MA · Adviser representative · Firm CRD 112360
Professional designations
Listed by Ipswich Investment Management
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Janell Phillips is registered as an investment adviser representative in Massachusetts, since June 2017.
- MassachusettsSince 1 June 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 28 March 2002 |
| Series 7 | General Securities Representative Examination | 25 October 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 July 1993 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 2378496
- Firm
- Ipswich Investment Management · CRD 106625
- Role
- Executive Vice President & Managing Director
- Office
- 138 CONANT STREET, SUITE 201, Beverly, MA 01915
- Registration
- Investment adviser registration
- In the industry since
- November 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ipswichinvestment.com
Where does Janell Phillips work?
Janell Phillips has been Executive Vice President & Managing Director of Ipswich Investment Management Company, Inc. since August 2022, and is a control person of the firm.
Is Janell Phillips a financial advisor?
Yes. Janell Phillips has a current investment-adviser registration in Massachusetts, through Ipswich Investment Management since June 2017.
How many years of experience does Janell Phillips have?
Janell Phillips has 10 years in the financial industry, since November 2015, across 2 adviser firms.
What exams has Janell Phillips passed?
Janell Phillips has passed 3 licensing exams: the Series 65, Series 7 and Series 66. The earliest, the Series 65, was passed in July 1993.
Where did Janell Phillips work before Ipswich Investment Management?
Before Ipswich Investment Management, Janell Phillips was registered through Boston Financial Management LLC, November 2015 to May 2017.
Where is Janell Phillips based?
Janell Phillips’ registered office is in Beverly, MA.
Is Janell Phillips registered with FINRA?
No. Janell Phillips has no current broker registration.
Is Janell Phillips a CFA charterholder?
Ipswich Investment Management lists Janell Phillips with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
Source: Janell Phillips, CFA biography, ipswichinvestment.com
How can I verify Janell Phillips’ record?
Search CRD 2378496 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Janell Phillips’ full registration record.
- Patricia BowlinSenior Vice President & Managing Director
- Alexander ColbyPresident, CEO & Managing Director
- Karen DuntonAssistant Vice President
- David MacDougallSenior Vice President, Managing Director & Chief Compliance Officer
- James McCallSenior Vice President & Managing Director
- Albert TitcombExecutive Vice President & COO
- Eric JostromChairman & Chief Investment Officer
- Molly MorinVP & CFO