Jamie Lapin has been Owner, Chief Compliance Officer of Risk Management Group since January 2000, is a control person of the firm and directly owns between 50% and 75% of it.
Risk Management Group, LLC is a Rockville, MD firm with $200M under management, 192 clients and 3 advisers in one office, as of its May 2026 filing.
Jamie S. Lapin is President, Private Wealth Advisor of RMG Advisors, based in Rockville, MD. She works with clients through planned and unplanned changes that reshape an investor's needs and goals. Her background includes a certification in divorce financial planning, mediation training and study of behavioral economics.
Professional designations
Listed by Risk Management Group
- Certified Financial Planner® (CFP®)
- Certified Divorce Financial Analyst® (CDFA®)
Investment adviser representative registrations
Jamie Lapin is registered as an investment adviser representative in Maryland, since August 2020.
- MarylandSince 28 August 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 11 December 2003 |
| Series 7 | General Securities Representative Examination | 6 March 2001 |
| Series 5 | Interest Rate Options Examination | 20 October 1981 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Interest Rate Options Examination
- Full name
- Jamie Suzanne Lapin
- CRD
- 855217
- Firm
- Risk Management Group · CRD 122366
- Role
- Owner, Chief Compliance Officer
- Office
- 14 SOUTH ADAMS STREET, Rockville, MD 20850
- Registration
- Investment adviser registration
- In the industry since
- April 1984
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rmgadvisors.com
Where does Jamie Lapin work?
Jamie Lapin has been Owner, Chief Compliance Officer of Risk Management Group, LLC since January 2000, and is a control person of the firm.
Is Jamie Lapin a financial advisor?
Yes. Jamie Lapin has a current investment-adviser registration in Maryland, through Risk Management Group since August 2020.
How many years of experience does Jamie Lapin have?
Jamie Lapin has 42 years in the financial industry, since April 1984, across 1 adviser firm.
What exams has Jamie Lapin passed?
Jamie Lapin has passed 3 licensing exams: the Series 5, Series 7 and Series 63. The earliest, the Series 5, was passed in October 1981. FINRA credited Jamie Lapin with the SIE, which began in October 2018.
Where is Jamie Lapin based?
Jamie Lapin’s registered office is in Rockville, MD.
Is Jamie Lapin registered with FINRA?
No. Jamie Lapin has no current broker registration.
Is Jamie Lapin a CFP?
Risk Management Group lists Jamie Lapin with the CFP credential (“Certified Financial Planner® (CFP®)”) on its website. CFP Board confirms certification status.
Source: Jamie S. Lapin, CFP®, CDFA® biography, rmgadvisors.com
How can I verify Jamie Lapin’s record?
Search CRD 855217 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jamie Lapin’s full registration record.