James Zundel has been Managing Member and Chief Compliance Officer of Coign Capital Advisors since May 2014, is a control person of the firm and directly owns 75% or more of it. James Zundel holds a Degree in Finance from the University of Utah.
Coign Capital Advisors LLC is a Draper, UT firm with $473M under management, 466 clients and 6 advisers in one office, as of its February 2026 filing.
J. Matthew Zundel is Founding Partner of Coign Capital Advisors, based in Draper, UT. He has over 28 years of experience in the financial services industry. He has held positions with Ameriprise as a Senior Wealth Advisor and Registered Principal, and continues as Chief Compliance Officer of Coign Capital Advisors, LLC.
James Zundel’s longest registration was 21 years at Ameriprise Financial Services, Inc. (1993–2014). Before joining Coign Capital Advisors in 2014, James Zundel was registered through Ameriprise Financial Services, Inc.
- Coign Capital Advisors LLCCurrent– present · 12 yearsDraper, UT · Adviser representative · Firm CRD 171306
- Ameriprise Financial Services, Inc.– · 21 yearsDraper, UT · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
James Zundel is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2014; the most recent is Texas, in June 2015.
- TexasResidentSince 23 June 2015
- UtahSince 7 May 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 3 October 2002 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 5 September 2002 |
| Series 24 | General Securities Principal Examination | 2 May 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 November 1993 |
| Series 7 | General Securities Representative Examination | 20 January 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 January 1993 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- James Matthew Zundel
- CRD
- 2310284
- Firm
- Coign Capital Advisors · CRD 171306
- Role
- Managing Member and Chief Compliance Officer
- Office
- 12012 SOUTH 700 E., SUITE 100, Draper, UT 84020
- Registration
- Investment adviser registration
- In the industry since
- February 1993
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- coigncapital.com
Where does James Zundel work?
James Zundel has been Managing Member and Chief Compliance Officer of Coign Capital Advisors LLC since May 2014, and is a control person of the firm.
Is James Zundel a financial advisor?
Yes. James Zundel has a current investment-adviser registration in Texas and Utah, through Coign Capital Advisors since May 2014.
How many years of experience does James Zundel have?
James Zundel has 33 years in the financial industry, since February 1993, across 2 adviser firms.
What exams has James Zundel passed?
James Zundel has passed 6 licensing exams: the Series 63, Series 7, Series 65, Series 24, Series 9 and Series 10. The earliest, the Series 63, was passed in January 1993.
Where is James Zundel based?
James Zundel’s registered office is in Draper, UT.
Is James Zundel registered with FINRA?
No. James Zundel has no current broker registration.
How can I verify James Zundel’s record?
Search CRD 2310284 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Zundel’s full registration record.
