James Wells has been Managing Member of Wells Global Investment Advisers since March 2009, is a control person of the firm and directly owns 75% or more of it.
Wells Global Investment Advisers LLC is a Winter Haven, FL firm with $101M under management, 133 clients and 2 advisers in one office, as of its February 2026 filing.
James Wells’ longest registration is the current one, 22 years at Wells Investments, Inc. since 2003.
- – present · 17 yearsWinter Haven, FL · Adviser representative · Firm CRD 150139
- Wells Investments, Inc.Also current– present · 22 yearsAdviser representative · Firm CRD 131076
Investment adviser representative registrations
James Wells is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2003; the most recent is Texas, in August 2017.
- FloridaSince 26 November 2003
- TexasResidentSince 31 August 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 10 November 2003 |
| Series 27 | Financial and Operations Principal Examination | 19 August 1998 |
| Series 24 | General Securities Principal Examination | 16 January 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 May 1988 |
| Series 7 | General Securities Representative Examination | 19 July 1986 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Patrick Wells
- CRD
- 1534949
- Firm
- Wells Global Investment Advisers · CRD 150139
- Role
- Managing Member
- Office
- 521 WEST CENTRAL AVENUE, Winter Haven, FL 33880
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1986
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does James Wells work?
James Wells has been Managing Member of Wells Global Investment Advisers LLC since March 2009, and is a control person of the firm.
Is James Wells a financial advisor?
Yes. James Wells has a current investment-adviser registration in Florida and Texas, through Wells Global Investment Advisers since September 2009.
How many years of experience does James Wells have?
James Wells has 40 years in the financial industry, since July 1986, across 2 adviser firms.
What exams has James Wells passed?
James Wells has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 27, Series 65 and Series 99TO. The earliest, the Series 7, was passed in July 1986. FINRA credited James Wells with the SIE, which began in October 2018.
Where is James Wells based?
James Wells’ registered office is in Winter Haven, FL.
Is James Wells registered with FINRA?
Yes. James Wells has a current broker registration, under CRD 1534949.
Source: FINRA BrokerCheck
How can I verify James Wells’ record?
Search CRD 1534949 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James Wells’ full registration record.