James Ward has been an investment adviser representative at Latitude Advisors since January 2010, and is not listed among the firm’s executive officers or direct owners.
Latitude Advisors, LLC is a firm with $567M under management, 1,590 clients and 65 advisers across 26 offices, as of its April 2026 filing.
James Ward’s longest registration is the current one, 16 years at Latitude Advisors since 2010. Before joining Latitude Advisors in 2010, James Ward was registered through Medallion Advisory Services, LLC.
- Latitude Advisors, LLCCurrent– present · 16 yearsWashington, DC · Adviser representative · Firm CRD 151001
- Medallion Advisory Services, LLC– · 9 yearsWashington, DC · Adviser representative · Firm CRD 113788
Investment adviser representative registrations
James Ward is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2010; the most recent is Texas, in October 2021.
- TexasResidentSince 19 October 2021
- VirginiaSince 5 January 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 October 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 February 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Emanuel Ward
- CRD
- 2342656
- Firm
- Latitude Advisors · CRD 151001
- Office
- 1511 PENNSYLVANIA AVE SE, SUITE A, Washington, DC 20003
- Registration
- Investment adviser registration
- In the industry since
- March 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does James Ward work?
James Ward is an investment adviser representative registered through Latitude Advisors, LLC since January 2010, and is not listed among the firm’s executive officers or direct owners.
Is James Ward a financial advisor?
Yes. James Ward has a current investment-adviser registration in Texas and Virginia, through Latitude Advisors since January 2010.
How many years of experience does James Ward have?
James Ward has 32 years in the financial industry, since March 1994, across 2 adviser firms.
What exams has James Ward passed?
James Ward has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in February 1994. FINRA credited James Ward with the SIE, which began in October 2018.
Where did James Ward work before Latitude Advisors?
Before Latitude Advisors, James Ward was registered through Medallion Advisory Services, LLC, July 2000 to December 2009.
Where is James Ward based?
James Ward’s registered office is in Washington, DC.
Is James Ward registered with FINRA?
No. James Ward has no current broker registration.
How can I verify James Ward’s record?
Search CRD 2342656 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Ward’s full registration record.