James Walker has been President, Chief Compliance Officer, Managing Member of Strategic Advisory Services since March 2017, is a control person of the firm and directly owns 75% or more of it.
Strategic Advisory Services, LLC is a Memphis, TN firm with $201M under management, 254 clients and 8 advisers across 3 offices, as of its August 2026 filing.
James Walker’s longest registration was 10 years at LPL Financial LLC (2007–2017). Before joining Strategic Advisory Services in 2017, James Walker was registered through LPL Financial LLC and Banc of America Investment Services, Inc.
- Strategic Advisory ServicesCurrent– present · 9 yearsMemphis, TN · Adviser representative · Firm CRD 287984
- LPL Financial LLC– · 10 yearsGermantown, TN · Adviser representative · Firm CRD 6413
- Banc of America Investment Services, Inc.– · 2 yearsMemphis, TN · Adviser representative · Firm CRD 16361
- Raymond James & Associates, Inc.– · under a yearMemphis, TN · Adviser representative · Firm CRD 705
Investment adviser representative registrations
James Walker is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in April 2017.
- TennesseeSince 27 April 2017
- TexasResidentSince 5 April 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 13 February 2007 |
| Series 24 | General Securities Principal Examination | 16 February 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 24 December 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 December 1996 |
| Series 7 | General Securities Representative Examination | 26 February 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James McGee Walker
- CRD
- 1108895
- Firm
- Strategic Advisory Services · CRD 287984
- Role
- President, Chief Compliance Officer, Managing Member
- Office
- 6465 QUAIL HOLLOW ROAD, SUITE 301, Memphis, TN 38120
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does James Walker work?
James Walker has been President, Chief Compliance Officer, Managing Member of Strategic Advisory Services, LLC since March 2017, and is a control person of the firm.
Is James Walker a financial advisor?
Yes. James Walker has a current investment-adviser registration in Tennessee and Texas, through Strategic Advisory Services since April 2017.
How many years of experience does James Walker have?
James Walker has 31 years in the financial industry, since May 1995, across 4 adviser firms.
What exams has James Walker passed?
James Walker has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 24 and Series 31. The earliest, the Series 7, was passed in February 1996. FINRA credited James Walker with the SIE, which began in October 2018.
Where did James Walker work before Strategic Advisory Services?
Before Strategic Advisory Services, James Walker was registered through Banc of America Investment Services, Inc., November 2004 to January 2007; Raymond James & Associates, Inc., March 2004 to November 2004.
Where is James Walker based?
James Walker’s registered office is in Memphis, TN.
Is James Walker registered with FINRA?
Yes. James Walker has a current broker registration, under CRD 1108895.
Source: FINRA BrokerCheck
How can I verify James Walker’s record?
Search CRD 1108895 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James Walker’s full registration record.