James Viktora has been an investment adviser representative at Strategic Investment Solutions since September 2026, and is not listed among the firm’s executive officers or direct owners.
Strategic Investment Solutions, Inc. is an Orland Park, IL firm with $830M under management, 2,695 clients and 9 advisers across 4 offices, as of its February 2026 filing.
James Viktora’s longest registration was 6 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2016–2023). Before joining Strategic Investment Solutions in 2026, James Viktora was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · under a yearOrland Park, IL · Adviser representative · Firm CRD 143128
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 6 yearsOrland Park, IL · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
James Viktora is registered as an investment adviser representative in Illinois, since September 2026.
- IllinoisSince 11 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 August 2026 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 October 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 March 2010 |
| Series 7 | General Securities Representative Examination | 11 March 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 August 2009 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Robert Viktora
- CRD
- 5284023
- Firm
- Strategic Investment Solutions · CRD 143128
- Office
- 9501 W 144TH PLACE, Orland Park, IL 60462-2562
- Registration
- Investment adviser registration
- In the industry since
- March 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does James Viktora work?
James Viktora is an investment adviser representative registered through Strategic Investment Solutions, Inc. since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is James Viktora a financial advisor?
Yes. James Viktora has a current investment-adviser registration in Illinois, through Strategic Investment Solutions since September 2026.
How many years of experience does James Viktora have?
James Viktora has 12 years in the financial industry, since March 2014, across 2 adviser firms.
What exams has James Viktora passed?
James Viktora has passed 5 licensing exams: the Series 6, Series 7, Series 63, Series 66 and Series 65. The earliest, the Series 6, was passed in August 2009. FINRA credited James Viktora with the SIE, which began in October 2018.
Where did James Viktora work before Strategic Investment Solutions?
Before Strategic Investment Solutions, James Viktora was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, October 2016 to March 2023.
Where is James Viktora based?
James Viktora’s registered office is in Orland Park, IL.
Is James Viktora registered with FINRA?
No. James Viktora has no current broker registration.
How can I verify James Viktora’s record?
Search CRD 5284023 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Viktora’s full registration record.