James Stephenson has been an investment adviser representative at Chelsea Advisory Services since September 2021, and is not listed among the firm’s executive officers or direct owners.
Chelsea Advisory Services, Inc is a Staten Island, NY firm with $147M under management, 552 clients and 25 advisers across 22 offices, as of its August 2026 filing.
James Stephenson’s longest registration is the current one, 5 years at Chelsea Advisory Services since 2021. Before joining Chelsea Advisory Services in 2021, James Stephenson was registered through J. W. Cole Advisors, Inc.
- – present · 5 yearsLake Charles, LA · Adviser representative · Firm CRD 150791
- J. W. Cole Advisors, Inc.– · under a yearLake Charles, LA · Adviser representative · Firm CRD 112294
Investment adviser representative registrations
James Stephenson is registered as an investment adviser representative in Louisiana, since September 2021.
- LouisianaSince 30 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 January 2021 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 6603230
- Firm
- Chelsea Advisory Services · CRD 150791
- Office
- Lake Charles, LA
- Registration
- Investment adviser registration
- In the industry since
- January 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does James Stephenson work?
James Stephenson is an investment adviser representative registered through Chelsea Advisory Services, Inc since September 2021, and is not listed among the firm’s executive officers or direct owners.
Is James Stephenson a financial advisor?
Yes. James Stephenson has a current investment-adviser registration in Louisiana, through Chelsea Advisory Services since September 2021.
How many years of experience does James Stephenson have?
James Stephenson has 5 years in the financial industry, since January 2021, across 2 adviser firms.
What exams has James Stephenson passed?
James Stephenson passed the Series 65 in January 2021.
Where did James Stephenson work before Chelsea Advisory Services?
Before Chelsea Advisory Services, James Stephenson was registered through J. W. Cole Advisors, Inc., January 2021 to September 2021.
Where is James Stephenson based?
James Stephenson’s registered office is in Lake Charles, LA.
Is James Stephenson registered with FINRA?
No. James Stephenson has no current broker registration.
How can I verify James Stephenson’s record?
Search CRD 6603230 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Stephenson’s full registration record.