James Simmons has been President, Chief Compliance Officer of The Simmons Partnership since February 2011, is a control person of the firm and directly owns 75% or more of it. James Simmons holds a Bachelor of Science in Pure Mathematics from Towson State University.
The Simmons Partnership, Inc is a Towson, MD firm with $217M under management, 308 clients and 2 advisers in one office, as of its March 2026 filing.
Darby Simmons is President and Senior Portfolio Manager of The Simmons Partnership. Simmons started an advisory career at Legg Mason in 1998 and formed The Simmons Partnership, LLC in 2011. Simmons works with clients on investment management, taxes, retirement, college savings, planned giving and estate planning.
James Simmons’ longest registration is the current one, 14 years at The Simmons Partnership since 2012. Before joining The Simmons Partnership in 2012, James Simmons was registered through Morgan Stanley Smith Barney LLC and Citigroup Global Markets Inc.
- The Simmons Partnership, IncCurrent– present · 14 yearsTowson, MD · Adviser representative · Firm CRD 156740
- Morgan Stanley Smith Barney LLC– · 1 yearWestminster, MD · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 3 yearsWestminster, MD · Adviser representative · Firm CRD 7059
- Legg Mason Wood Walker Inc– · 6 yearsWestminster, MD · Adviser representative · Firm CRD 6555
Professional designations
Listed by The Simmons Partnership
- CFP®
Investment adviser representative registrations
James Simmons is registered as an investment adviser representative in Maryland, since July 2012.
- MarylandSince 27 July 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 April 1998 |
| Series 7 | General Securities Representative Examination | 13 March 1998 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Darby Simmons
- CRD
- 3007867
- Firm
- The Simmons Partnership · CRD 156740
- Role
- President, Chief Compliance Officer
- Office
- BOSLEY HALL, 222 COURTHOUSE CT., SUITE 1A, Towson, MD 21204
- Registration
- Investment adviser registration
- In the industry since
- March 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- thesimmonspartnership.com
Where does James Simmons work?
James Simmons has been President, Chief Compliance Officer of The Simmons Partnership, Inc since February 2011, and is a control person of the firm.
Is James Simmons a financial advisor?
Yes. James Simmons has a current investment-adviser registration in Maryland, through The Simmons Partnership since July 2012.
How many years of experience does James Simmons have?
James Simmons has 28 years in the financial industry, since March 1998, across 4 adviser firms.
What exams has James Simmons passed?
James Simmons has passed 3 licensing exams: the Series 7, Series 66 and Series 99TO. The earliest, the Series 7, was passed in March 1998. FINRA credited James Simmons with the SIE, which began in October 2018.
Where did James Simmons work before The Simmons Partnership?
Before The Simmons Partnership, James Simmons was registered through Morgan Stanley Smith Barney LLC, June 2009 to April 2011; Citigroup Global Markets Inc., February 2006 to June 2009; Legg Mason Wood Walker Inc, August 1999 to February 2006.
Where is James Simmons based?
James Simmons’ registered office is in Towson, MD.
Is James Simmons registered with FINRA?
No. James Simmons has no current broker registration.
Is James Simmons a CFP?
The Simmons Partnership lists James Simmons with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify James Simmons’ record?
Search CRD 3007867 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Simmons’ full registration record.