James Runey has been Managing Member, Chief Compliance Officer, CEO, Founder of E & R Wealth Management since March 2014, is a control person of the firm and directly owns between 25% and 50% of it.
E & R Wealth Management, LLC is a Mount Pleasant, SC firm with $105M under management, 165 clients and 2 advisers in one office, as of its March 2026 filing.
James Runey’s longest registration is the current one, 12 years at E & R Wealth Management since 2014. Before joining E & R Wealth Management in 2014, James Runey was registered through Securian Financial Services, Inc.
- – present · 12 yearsMount Pleasant, SC · Adviser representative · Firm CRD 171271
- Securian Financial Services, Inc.– · under a yearDaniel Island, SC · Adviser representative · Firm CRD 15296
Investment adviser representative registrations
James Runey is registered as an investment adviser representative in South Carolina, since June 2014.
- South CarolinaSince 3 June 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 2 May 2013 |
| Series 7 | General Securities Representative Examination | 19 April 2013 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Bean Runey
- CRD
- 5212356
- Firm
- E & R Wealth Management · CRD 171271
- Role
- Managing Member, Chief Compliance Officer, CEO, Founder
- Office
- 761 COLEMAN BLVD., SUITE E, Mount Pleasant, SC 29464
- Registration
- Investment adviser registration
- In the industry since
- July 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does James Runey work?
James Runey has been Managing Member, Chief Compliance Officer, CEO, Founder of E & R Wealth Management, LLC since March 2014, and is a control person of the firm.
Is James Runey a financial advisor?
Yes. James Runey has a current investment-adviser registration in South Carolina, through E & R Wealth Management since June 2014.
How many years of experience does James Runey have?
James Runey has 13 years in the financial industry, since July 2013, across 2 adviser firms.
What exams has James Runey passed?
James Runey has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in April 2013.
Where did James Runey work before E & R Wealth Management?
Before E & R Wealth Management, James Runey was registered through Securian Financial Services, Inc., May 2013 to April 2014.
Where is James Runey based?
James Runey’s registered office is in Mount Pleasant, SC.
Is James Runey registered with FINRA?
No. James Runey has no current broker registration.
How can I verify James Runey’s record?
Search CRD 5212356 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Runey’s full registration record.
