James Rider has been Treasurer, Chief Compliance Officer of Graham, Bordelon, Golson & Gilbert since April 2020, is a control person of the firm and directly owns between 25% and 50% of it. James Rider studied at the University of Louisiana at Monroe.
Graham, Bordelon, Golson & Gilbert, Inc. is a Monroe, LA firm with $421M under management, 207 clients and 4 advisers in one office, as of its March 2026 filing.
J. Clint Rider is Partner of Graham, Bordelon, Golson, & Gilbert, Inc., based in Monroe, LA. He has over 20 years of investment and brokerage experience. He joined the firm in 2011, became a partner in 2020, and also serves as the firm's Chief Compliance Officer.
James Rider’s longest registration is the current one, 15 years at Graham, Bordelon, Golson & Gilbert since 2011. Before joining Graham, Bordelon, Golson & Gilbert in 2011, James Rider was registered through Morgan Keegan & Company, Inc.
- Entrust Investment Management LLC– · 1 yearMonroe, LA · Adviser representative · Firm CRD 111283
- – present · 15 yearsMonroe, LA · Adviser representative · Firm CRD 104612
- Morgan Keegan & Company, Inc.– · 6 yearsOak Grove, LA · Adviser representative · Firm CRD 4161
Investment adviser representative registrations
James Rider is registered as an investment adviser representative in Louisiana, since March 2011.
- LouisianaSince 22 March 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 29 June 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 August 2004 |
| Series 7 | General Securities Representative Examination | 10 April 2004 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Clint Rider
- CRD
- 4758500
- Firm
- Graham, Bordelon, Golson & Gilbert · CRD 104612
- Role
- Treasurer, Chief Compliance Officer
- Office
- 2401 TOWER DRIVE, Monroe, LA 71201
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- gbggwealth.com
Where does James Rider work?
James Rider has been Treasurer, Chief Compliance Officer of Graham, Bordelon, Golson & Gilbert, Inc. since April 2020, and is a control person of the firm.
Is James Rider a financial advisor?
Yes. James Rider has a current investment-adviser registration in Louisiana, through Graham, Bordelon, Golson & Gilbert since March 2011.
How many years of experience does James Rider have?
James Rider has 22 years in the financial industry, since April 2004, across 3 adviser firms.
What exams has James Rider passed?
James Rider has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in April 2004. FINRA credited James Rider with the SIE, which began in October 2018.
Where did James Rider work before Graham, Bordelon, Golson & Gilbert?
Before Graham, Bordelon, Golson & Gilbert, James Rider was registered through Morgan Keegan & Company, Inc., March 2005 to March 2011.
Where is James Rider based?
James Rider’s registered office is in Monroe, LA.
Is James Rider registered with FINRA?
Yes. James Rider has a current broker registration, under CRD 4758500.
Source: FINRA BrokerCheck
How can I verify James Rider’s record?
Search CRD 4758500 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James Rider’s full registration record.