James Rhodes has been an investment adviser representative at Altitude Capital Management since March 2026, and is not listed among the firm’s executive officers or direct owners.
Altitude Capital Management LLC is a Des Moines, IA firm with $104M under management, 488 clients and 26 advisers across 28 offices, as of its October 2026 filing.
- – present · under a yearDes Moines, IA · Adviser representative · Firm CRD 329366
Investment adviser representative registrations
James Rhodes is registered as an investment adviser representative in Iowa, since March 2026.
- IowaSince 11 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 January 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 5 October 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 September 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James David Rhodes
- CRD
- 6395747
- Firm
- Altitude Capital Management · CRD 329366
- Office
- 2015 GRAND AVENUE, SUITE 100, Des Moines, IA 50312
- Registration
- Investment adviser registration
- In the industry since
- April 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does James Rhodes work?
James Rhodes is an investment adviser representative registered through Altitude Capital Management LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is James Rhodes a financial advisor?
Yes. James Rhodes has a current investment-adviser registration in Iowa, through Altitude Capital Management since March 2026.
How many years of experience does James Rhodes have?
James Rhodes has 1 year in the financial industry, since April 2025, across 1 adviser firm.
What exams has James Rhodes passed?
James Rhodes has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in September 2015. FINRA credited James Rhodes with the SIE, which began in October 2018.
Where is James Rhodes based?
James Rhodes’ registered office is in Des Moines, IA.
Is James Rhodes registered with FINRA?
No. James Rhodes has no current broker registration.
How can I verify James Rhodes’ record?
Search CRD 6395747 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Rhodes’ full registration record.
