James Pattie has been Managing Member, President, Chief Compliance Officer of Horizon Capital Management since August 2004, is a control person of the firm and directly owns 75% or more of it.
Horizon Capital Management, LLC is a Lake Forest, IL firm with $136M under management, 40 clients and 1 adviser in one office, as of its March 2026 filing.
- – present · 21 yearsLake Forest, IL · Adviser representative · Firm CRD 132113
Investment adviser representative registrations
James Pattie is registered as an investment adviser representative in Illinois, since January 2005.
- IllinoisSince 3 January 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 December 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James David Pattie
- CRD
- 2509399
- Firm
- Horizon Capital Management · CRD 132113
- Role
- Managing Member, President, Chief Compliance Officer
- Office
- ONE WESTMINSTER PLACE, SUITE 100A, Lake Forest, IL 60045
- Registration
- Investment adviser registration
- In the industry since
- January 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does James Pattie work?
James Pattie has been Managing Member, President, Chief Compliance Officer of Horizon Capital Management, LLC since August 2004, and is a control person of the firm.
Is James Pattie a financial advisor?
Yes. James Pattie has a current investment-adviser registration in Illinois, through Horizon Capital Management since January 2005.
How many years of experience does James Pattie have?
James Pattie has 21 years in the financial industry, since January 2005, across 1 adviser firm.
What exams has James Pattie passed?
James Pattie passed the Series 65 in December 2004.
Where is James Pattie based?
James Pattie’s registered office is in Lake Forest, IL.
Is James Pattie registered with FINRA?
No. James Pattie has no current broker registration.
How can I verify James Pattie’s record?
Search CRD 2509399 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Pattie’s full registration record.