James Pankey has been an investment adviser representative at Latitude Advisors since January 2020, and is not listed among the firm’s executive officers or direct owners.
Latitude Advisors, LLC is a firm with $567M under management, 1,590 clients and 65 advisers across 26 offices, as of its April 2026 filing.
James Pankey’s longest registration is the current one, 15 years at GWN Securities Inc. since 2011.
- Latitude Advisors, LLCCurrent– present · 6 yearsWellington, FL · Adviser representative · Firm CRD 151001
- GWN Securities Inc.Also current– present · 15 yearsWellington, FL · Adviser representative and broker · Firm CRD 128929
Investment adviser representative registrations
James Pankey is registered as an investment adviser representative in Florida, since January 2020.
- FloridaSince 10 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 December 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 18 January 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 January 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Paul Pankey
- CRD
- 3165003
- Firm
- Latitude Advisors · CRD 151001
- Office
- Wellington, FL
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does James Pankey work?
James Pankey is an investment adviser representative registered through Latitude Advisors, LLC since January 2020, and is not listed among the firm’s executive officers or direct owners.
Is James Pankey a financial advisor?
Yes. James Pankey has a current investment-adviser registration in Florida, through Latitude Advisors since January 2020.
How many years of experience does James Pankey have?
James Pankey has 27 years in the financial industry, since January 1999, across 2 adviser firms.
What exams has James Pankey passed?
James Pankey has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in January 1999. FINRA credited James Pankey with the SIE, which began in October 2018.
Where is James Pankey based?
James Pankey’s registered office is in Wellington, FL.
Is James Pankey registered with FINRA?
Yes. James Pankey has a current broker registration, under CRD 3165003.
Source: FINRA BrokerCheck
How can I verify James Pankey’s record?
Search CRD 3165003 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James Pankey’s full registration record.