James Mullins has been Chief Compliance Officer, Senior Vice President of Burke & Herbert Wealth Services since January 2025, is a control person of the firm and directly owns under 5% of it.
Burke & Herbert Wealth Services, LLC is an Alexandria, VA firm with $156M under management, 237 clients and 2 advisers across 3 offices, as of its April 2026 filing.
James Mullins’ longest registration was 15 years at Piedmont Wealth Management (2011–2026). Before joining Burke & Herbert Wealth Services in 2026, James Mullins was registered through Piedmont Wealth Management.
- Piedmont Wealth ManagementCurrent– present · under a yearCulpeper, VA · Adviser representative · Firm CRD 340285
- Piedmont Wealth Management– · 15 yearsCulpeper, VA · Adviser representative · Firm CRD 155899
Investment adviser representative registrations
James Mullins is registered as an investment adviser representative in 2 states. Each was approved in February 2026.
- TexasSince 26 February 2026
- VirginiaSince 27 February 2026
Examinations
No examinations are on James Mullins’s record.
- Full name
- James Quintin Mullins
- CRD
- 3074374
- Firm
- Burke & Herbert Wealth Services · CRD 340285
- Role
- Chief Compliance Officer, Senior Vice President
- Office
- 131 W. DAVIS STREET, Culpeper, VA 22701
- Registration
- Investment adviser registration
- In the industry since
- January 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does James Mullins work?
James Mullins has been Chief Compliance Officer, Senior Vice President of Burke & Herbert Wealth Services, LLC since January 2025, and is a control person of the firm.
Is James Mullins a financial advisor?
Yes. James Mullins has a current investment-adviser registration in Texas and Virginia, through Burke & Herbert Wealth Services since February 2026.
How many years of experience does James Mullins have?
James Mullins has 15 years in the financial industry, since January 2011, across 2 adviser firms.
Where is James Mullins based?
James Mullins’ registered office is in Culpeper, VA.
Is James Mullins registered with FINRA?
No. James Mullins has no current broker registration.
How can I verify James Mullins’ record?
Search CRD 3074374 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Mullins’ full registration record.