James Morton has been an investment adviser representative at USAdvisors Wealth Management since November 2014, and is not listed among the firm’s executive officers or direct owners.
Usadvisors Wealth Management, LLC is an Eden Prairie, MN firm with $483M under management, 1,901 clients and 12 advisers across 12 offices, as of its February 2026 filing.
James Morton’s longest registration is the current one, 11 years at USAdvisors Wealth Management since 2014. Before joining USAdvisors Wealth Management in 2014, James Morton was registered through Securities America Advisors, Inc. and First Advisors, Inc.
- – present · 11 yearsKirksville, MO · Adviser representative · Firm CRD 158108
- Securities America Advisors, Inc.– · 6 yearsKirksville, MO · Adviser representative · Firm CRD 110518
- First Advisors, Inc.– · 1 yearKirksville, MO · Adviser representative · Firm CRD 137888
- FFP Advisory Services Inc– · 10 yearsKirksville, MO · Adviser representative · Firm CRD 110778
Investment adviser representative registrations
James Morton is registered as an investment adviser representative in Missouri, since November 2014.
- MissouriSince 21 November 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 15 March 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 June 1987 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 June 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Richard Morton
- CRD
- 1684747
- Firm
- USAdvisors Wealth Management · CRD 158108
- Office
- 405 E Northtown Rd, Kirksville, MO 63501
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1987
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does James Morton work?
James Morton is an investment adviser representative registered through Usadvisors Wealth Management, LLC since November 2014, and is not listed among the firm’s executive officers or direct owners.
Is James Morton a financial advisor?
Yes. James Morton has a current investment-adviser registration in Missouri, through USAdvisors Wealth Management since November 2014.
How many years of experience does James Morton have?
James Morton has 39 years in the financial industry, since June 1987, across 4 adviser firms.
What exams has James Morton passed?
James Morton has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in June 1987. FINRA credited James Morton with the SIE, which began in October 2018.
Where did James Morton work before USAdvisors Wealth Management?
Before USAdvisors Wealth Management, James Morton was registered through Securities America Advisors, Inc., May 2008 to November 2014; First Advisors, Inc., January 2007 to May 2008; FFP Advisory Services Inc, June 1996 to January 2007.
Where is James Morton based?
James Morton’s registered office is in Kirksville, MO.
Is James Morton registered with FINRA?
Yes. James Morton has a current broker registration, under CRD 1684747.
Source: FINRA BrokerCheck
How can I verify James Morton’s record?
Search CRD 1684747 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James Morton’s full registration record.