James Morris has been Managing Member and Chief Compliance Officer of Fma Wealth Management since February 2021, is a control person of the firm and directly owns 75% or more of it.
Fma Wealth Management, LLC is a Duxbury, MA firm with $174M under management, 144 clients and 1 adviser in one office, as of its February 2026 filing.
James Morris’ longest registration was 19 years at Financial Management Associates, LLC (2001–2020). Before joining Fma Wealth Management in 2021, James Morris was registered through Fsa Wealth Management, LLC and Commonwealth Financial Network.
- Fma Wealth Management, LLCCurrent– present · 5 yearsDuxbury, MA · Adviser representative · Firm CRD 313049
- Fsa Wealth Management, LLC– · 1 yearDuxbury, MA · Adviser representative · Firm CRD 288525
- Commonwealth Financial Network– · 12 yearsDuxbury, MA · Adviser representative · Firm CRD 8032
- Financial Management Associates, LLC– · 19 yearsDuxbury, MA · Adviser representative · Firm CRD 109531
Investment adviser representative registrations
James Morris is registered as an investment adviser representative in Massachusetts, since March 2021.
- MassachusettsSince 31 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 6 September 1990 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 April 1980 |
| Series 1 | Registered Representative Examination | 23 February 1980 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- James Marc Morris
- CRD
- 705495
- Firm
- Fma Wealth Management · CRD 313049
- Role
- Managing Member and Chief Compliance Officer
- Office
- 33 RAILROAD AVENUE, SUITE 2, Duxbury, MA 02332
- Registration
- Investment adviser registration
- In the industry since
- February 1980
- Disciplinary history
- Not yet shown here · SEC record
Where does James Morris work?
James Morris has been Managing Member and Chief Compliance Officer of Fma Wealth Management, LLC since February 2021, and is a control person of the firm.
Is James Morris a financial advisor?
Yes. James Morris has a current investment-adviser registration in Massachusetts, through Fma Wealth Management since March 2021.
How many years of experience does James Morris have?
James Morris has 46 years in the financial industry, since February 1980, across 4 adviser firms.
What exams has James Morris passed?
James Morris has passed 3 licensing exams: the Series 1, Series 63 and Series 7. The earliest, the Series 1, was passed in February 1980. FINRA credited James Morris with the SIE, which began in October 2018.
Where did James Morris work before Fma Wealth Management?
Before Fma Wealth Management, James Morris was registered through Commonwealth Financial Network, November 2006 to November 2019; Financial Management Associates, LLC, January 2001 to September 2020.
Where is James Morris based?
James Morris’ registered office is in Duxbury, MA.
Is James Morris registered with FINRA?
No. James Morris has no current broker registration.
How can I verify James Morris’ record?
Search CRD 705495 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Morris’ full registration record.