James Morris has been Chief Compliance Officer of Morris Financial Concepts since March 2014, is a control person of the firm and directly owns between 10% and 25% of it. James Morris holds a Bachelor of Arts in philosophy with a minor in economics from the College of Charleston.
Morris Financial Concepts, Inc. is a Mount Pleasant, SC firm with $538M under management, 294 clients and 9 advisers in one office, as of its March 2026 filing.
Tucker Morris is Senior Wealth Advisor with Morris Financial Concepts, which has joined Apella Wealth. Growing up around a financial planning firm, he implemented its electronic portfolio management system at the age of 15. After a period in law school he worked in information technology at Epic, then moved into financial planning. He volunteers teaching technology classes in local high schools through the Microsoft TEALS program.
James Morris’ longest registration is the current one, 10 years at Morris Financial Concepts since 2016.
- Apella WealthAlso current– present · under a yearMt. Pleasant, SC · Adviser representative · Firm CRD 171106
- – present · 10 yearsMount Pleasant, SC · Adviser representative · Firm CRD 114862
Investment adviser representative registrations
James Morris is registered as an investment adviser representative in 2 states. The first approvals date from March 2016; the most recent is Connecticut, in September 2026.
- ConnecticutSince 23 September 2026
- South CarolinaSince 14 March 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 March 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James Tucker Morris
- CRD
- 6314769
- Firm
- Morris Financial Concepts · CRD 114862
- Role
- Chief Compliance Officer
- Office
- 409 COLEMAN BLVD, STE 100, Mount Pleasant, SC 29464-5318
- Registration
- Investment adviser registration
- In the industry since
- March 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- apellawealth.com
Where does James Morris work?
James Morris has been Chief Compliance Officer of Morris Financial Concepts, Inc. since March 2014, and is a control person of the firm.
Is James Morris a financial advisor?
Yes. James Morris has a current investment-adviser registration in Connecticut and South Carolina, through Morris Financial Concepts since March 2016.
How many years of experience does James Morris have?
James Morris has 10 years in the financial industry, since March 2016, across 2 adviser firms.
What exams has James Morris passed?
James Morris passed the Series 65 in March 2016.
Where is James Morris based?
James Morris’ registered office is in Mount Pleasant, SC.
Is James Morris registered with FINRA?
No. James Morris has no current broker registration.
How can I verify James Morris’ record?
Search CRD 6314769 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Morris’ full registration record.