James Millington has been an investment adviser representative at Landmark Wealth Management since March 2021, and is not listed among the firm’s executive officers or direct owners. James Millington holds a Bachelor's Degree in Economics from the University at Albany.
Landmark Wealth Management, LLC is a Melville, NY firm with $442M under management, 296 clients and 6 advisers across 5 offices, as of its September 2026 filing.
James J. Millington works with clients of Landmark Wealth Management, LLC on financial planning. He has worked in the financial services industry since 1998, with wealth management roles at several New York Stock Exchange member firms including Prudential Securities, TD Waterhouse, JPMorgan Chase and Fidelity Investments. He joined Landmark to develop customized financial plans with clients.
James Millington’s longest registration is the current one, 5 years at Landmark Wealth Management since 2021. Before joining Landmark Wealth Management in 2021, James Millington was registered through Fidelity Personal and Workplace Advisors and Chase Investment Services Corp.
- – present · 5 yearsMelville, NY · Adviser representative · Firm CRD 158693
- Fidelity Personal and Workplace Advisors– · 2 yearsLake Grove, NY · Adviser representative · Firm CRD 288590
- Chase Investment Services Corp.– · 2 yearsAmityville, NY · Adviser representative · Firm CRD 25574
Professional designations
Listed by Landmark Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified College Financial Consultant (CCFC)
Investment adviser representative registrations
James Millington is registered as an investment adviser representative in 2 states. The first approvals date from March 2021; the most recent is Florida, in March 2022.
- FloridaSince 3 March 2022
- New YorkSince 18 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 2 December 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 March 2008 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 19 June 2002 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 19 June 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 December 1998 |
| Series 7 | General Securities Representative Examination | 28 October 1998 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Julian Millington
- CRD
- 3118122
- Firm
- Landmark Wealth Management · CRD 158693
- Office
- 95 BROADHOLLOW ROAD, SUITE 102, Melville, NY 11747
- Registration
- Investment adviser registration
- In the industry since
- April 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- landmarkwealthmgmt.com
Where does James Millington work?
James Millington is an investment adviser representative registered through Landmark Wealth Management, LLC since March 2021, and is not listed among the firm’s executive officers or direct owners.
Is James Millington a financial advisor?
Yes. James Millington has a current investment-adviser registration in Florida and New York, through Landmark Wealth Management since March 2021.
How many years of experience does James Millington have?
James Millington has 26 years in the financial industry, since April 2000, across 3 adviser firms.
What exams has James Millington passed?
James Millington has passed 6 licensing exams: the Series 7, Series 63, Series 10, Series 9, Series 65 and Series 7TO. The earliest, the Series 7, was passed in October 1998. FINRA credited James Millington with the SIE, which began in October 2018.
Where did James Millington work before Landmark Wealth Management?
Before Landmark Wealth Management, James Millington was registered through Fidelity Personal and Workplace Advisors, August 2018 to March 2021; Chase Investment Services Corp., January 2008 to October 2010.
Where is James Millington based?
James Millington’s registered office is in Melville, NY.
Is James Millington registered with FINRA?
No. James Millington has no current broker registration.
Is James Millington a CFP?
Landmark Wealth Management lists James Millington with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: James J. Millington biography, landmarkwealthmgmt.com
How can I verify James Millington’s record?
Search CRD 3118122 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Millington’s full registration record.
