James Mihm has been an investment adviser representative at Arta Finance Wealth Management since March 2026, and is not listed among the firm’s executive officers or direct owners.
Arta Finance Wealth Management, LLC is a Mountain View, CA firm with $153M under management, 1,043 clients and 18 advisers across 2 offices, as of its June 2026 filing.
James Mihm is on the Arta Finance team in the USA. He was previously Asst. VP and Associate Banker at Citi Private Bank.
James Mihm’s longest registration was 3 years at Citigroup Global Markets Inc. (2022–2026). Before joining Arta Finance Wealth Management in 2026, James Mihm was registered through Citigroup Global Markets Inc. and J.P. Morgan Securities LLC.
- Citigroup Global Markets Inc.– · 3 yearsChicago, IL · Adviser representative · Firm CRD 7059
- J.P. Morgan Securities LLC– · 1 yearChicago, IL · Adviser representative · Firm CRD 79
Investment adviser representative registrations
James Mihm is registered as an investment adviser representative in Illinois, since March 2026.
- IllinoisSince 18 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 October 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 9 September 2015 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- James Daniel Mihm
- CRD
- 6283763
- Firm
- Arta Finance Wealth Management · CRD 318714
- Office
- Chicago, IL
- Registration
- Investment adviser registration
- In the industry since
- December 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- artafinance.com
Where does James Mihm work?
James Mihm is an investment adviser representative registered through Arta Finance Wealth Management, LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is James Mihm a financial advisor?
Yes. James Mihm has a current investment-adviser registration in Illinois, through Arta Finance Wealth Management since March 2026.
How many years of experience does James Mihm have?
James Mihm has 10 years in the financial industry, since December 2015, across 3 adviser firms.
What exams has James Mihm passed?
James Mihm has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2015. FINRA credited James Mihm with the SIE, which began in October 2018.
Where did James Mihm work before Arta Finance Wealth Management?
Before Arta Finance Wealth Management, James Mihm was registered through Citigroup Global Markets Inc., October 2022 to February 2026; J.P. Morgan Securities LLC, April 2017 to October 2018.
Where is James Mihm based?
James Mihm’s registered office is in Chicago, IL.
Is James Mihm registered with FINRA?
No. James Mihm has no current broker registration.
How can I verify James Mihm’s record?
Search CRD 6283763 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Mihm’s full registration record.
