James Lewis has been an investment adviser representative at Legacy Wealth Management since January 2019, and is not listed among the firm’s executive officers or direct owners.
Legacy Wealth Management, LLC is a Boise, ID firm with $629M under management, 3,416 clients and 39 advisers across 22 offices, as of its May 2026 filing.
- – present · 7 yearsHonolulu, HI · Adviser representative · Firm CRD 174767
Investment adviser representative registrations
James Lewis is registered as an investment adviser representative in Hawaii, since January 2019.
- HawaiiSince 16 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 December 2018 |
| Series 24 | General Securities Principal Examination | 15 December 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 January 2004 |
| Series 7 | General Securities Representative Examination | 20 January 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Bruce Lewis
- CRD
- 4721138
- Firm
- Legacy Wealth Management · CRD 174767
- Office
- 1388 Ala Moana Blvd., #1704, Honolulu, HI 96814
- Registration
- Investment adviser registration
- In the industry since
- March 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does James Lewis work?
James Lewis is an investment adviser representative registered through Legacy Wealth Management, LLC since January 2019, and is not listed among the firm’s executive officers or direct owners.
Is James Lewis a financial advisor?
Yes. James Lewis has a current investment-adviser registration in Hawaii, through Legacy Wealth Management since January 2019.
How many years of experience does James Lewis have?
James Lewis has 8 years in the financial industry, since March 2018, across 1 adviser firm.
What exams has James Lewis passed?
James Lewis has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in January 2004.
Where is James Lewis based?
James Lewis’ registered office is in Honolulu, HI.
Is James Lewis registered with FINRA?
No. James Lewis has no current broker registration.
How can I verify James Lewis’ record?
Search CRD 4721138 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Lewis’ full registration record.
