James Kropog has been an investment adviser representative at Kropog Financial Group since March 2016, and is not listed among the firm’s executive officers or direct owners.
Kropog Financial Group, LLC is a Mandeville, LA firm with $160M under management, 221 clients and 4 advisers across 2 offices, as of its September 2026 filing.
James Kropog’s longest registration was 12 years at LPL Financial LLC (2004–2016). Before joining Kropog Financial Group in 2016, James Kropog was registered through LPL Financial LLC.
- Kropog Financial Group, LLCCurrent– present · 10 yearsMandeville, LA · Adviser representative · Firm CRD 282747
- LPL Financial LLC– · 12 yearsMandeville, LA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
James Kropog is registered as an investment adviser representative in 2 states. The first approvals date from March 2016; the most recent is Louisiana, in April 2016.
- LouisianaSince 4 April 2016
- TexasSince 28 March 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 23 February 2007 |
| Series 65 | Uniform Investment Adviser Law Examination | 17 December 1999 |
| Series 7 | General Securities Representative Examination | 1 October 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 September 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 January 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James John Kropog
- CRD
- 1114321
- Firm
- Kropog Financial Group · CRD 282747
- Office
- 2895 HIGHWAY 190 STE 205, Mandeville, LA 70471
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1985
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does James Kropog work?
James Kropog is an investment adviser representative registered through Kropog Financial Group, LLC since March 2016, and is not listed among the firm’s executive officers or direct owners.
Is James Kropog a financial advisor?
Yes. James Kropog has a current investment-adviser registration in Louisiana and Texas, through Kropog Financial Group since March 2016.
How many years of experience does James Kropog have?
James Kropog has 41 years in the financial industry, since January 1985, across 2 adviser firms.
What exams has James Kropog passed?
James Kropog has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 65 and Series 24. The earliest, the Series 6, was passed in January 1992. FINRA credited James Kropog with the SIE, which began in October 2018.
Where is James Kropog based?
James Kropog’s registered office is in Mandeville, LA.
Is James Kropog registered with FINRA?
Yes. James Kropog has a current broker registration, under CRD 1114321.
Source: FINRA BrokerCheck
How can I verify James Kropog’s record?
Search CRD 1114321 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James Kropog’s full registration record.
