James Kratky has been Chief Financial Officer, Chief Compliance Officer of BVF Partners since May 2017, is a control person of the firm and directly owns under 5% of it.
BVF Partners L.P. is a San Francisco, CA firm with $6.11B under management, 5 clients and 10 advisers across 2 offices, as of its March 2026 filing.
No adviser firm registrations are on James Kratky’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 27 February 2012 |
| Series 7 | General Securities Representative Examination | 3 November 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Geoffrey Kratky
- CRD
- 4752687
- Firm
- BVF Partners · CRD 156149
- Role
- Chief Financial Officer, Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does James Kratky work?
James Kratky has been Chief Financial Officer, Chief Compliance Officer of BVF Partners L.P. since May 2017, and is a control person of the firm.
Does James Kratky have a current investment-adviser registration?
James Kratky has no current investment-adviser or broker registration.
What exams has James Kratky passed?
James Kratky has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in November 2011. FINRA credited James Kratky with the SIE, which began in October 2018.
Is James Kratky registered with FINRA?
No. James Kratky has no current broker registration.
How can I verify James Kratky’s record?
Search CRD 4752687 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Kratky’s full registration record.