James Keene has been an investment adviser representative at McLaughlin Asset Management since May 2024, and is not listed among the firm’s executive officers or direct owners. James Keene studied Krannert School of Management at Purdue University.
McLaughlin Asset Management, Inc. is a Danville, IL firm with $176M under management, 111 clients and 4 advisers across 2 offices, as of its March 2026 filing.
James Keene is Senior Wealth Manager of McLaughlin Asset Management, Inc. He provides wealth advisory solutions to individuals, families, businesses and non-profit organizations, and has done so for over twenty-five years. He began his career at Lafayette Bank and Trust Company, later joined U.S. Bank's Trust department, and worked as a Wealth Manager at First Merchants Bank for over twenty years.
- – present · 2 yearsLafayette, IN · Adviser representative · Firm CRD 125735
Investment adviser representative registrations
James Keene is registered as an investment adviser representative in Indiana, since May 2024.
- IndianaSince 1 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 October 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James Edward Keene
- CRD
- 7903179
- Firm
- McLaughlin Asset Management · CRD 125735
- Office
- 323 Columbia Street, Suite 102, Lafayette, IN 47901
- Registration
- Investment adviser registration
- In the industry since
- April 2024
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- maminvesting.com
Where does James Keene work?
James Keene is an investment adviser representative registered through McLaughlin Asset Management, Inc. since May 2024, and is not listed among the firm’s executive officers or direct owners.
Is James Keene a financial advisor?
Yes. James Keene has a current investment-adviser registration in Indiana, through McLaughlin Asset Management since May 2024.
How many years of experience does James Keene have?
James Keene has 2 years in the financial industry, since April 2024, across 1 adviser firm.
What exams has James Keene passed?
James Keene passed the Series 65 in October 2023.
Where is James Keene based?
James Keene’s registered office is in Lafayette, IN.
Is James Keene registered with FINRA?
No. James Keene has no current broker registration.
How can I verify James Keene’s record?
Search CRD 7903179 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Keene’s full registration record.