James Joseph has been President/Treasurer Chief Compliance Officer & Partner of FSA Wealth Partners since January 2021, is a control person of the firm and directly owns between 50% and 75% of it. James Joseph holds a Bachelor's degree in Finance from West Virginia University.
Fsa Wealth Partners, Inc. is a Rockville, MD firm with $820M under management, 698 clients and 9 advisers in one office, as of its April 2026 filing.
James Joseph is President and Partner of FSA Wealth Partners. He joined the firm in 2004 and advises clients on financial and investment planning, with a focus on those approaching or enjoying retirement. He began his financial career in 1997 at Charles Schwab and Morgan Stanley, where he worked on retirement strategies and managed portfolios.
James Joseph’s longest registration is the current one, 21 years at FSA Wealth Partners since 2004. Before joining FSA Wealth Partners in 2004, James Joseph was registered through Charles Schwab & Co., Inc.
- Fsa Wealth PartnersCurrent– present · 21 yearsRockville, MD · Adviser representative · Firm CRD 104513
- Charles Schwab & Co., Inc.– · under a yearWashington DC, DC · Adviser representative · Firm CRD 5393
Professional designations
Listed by FSA Wealth Partners
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
James Joseph is registered as an investment adviser representative in 2 states. The first approvals date from November 2004; the most recent is Texas, in March 2014.
- MarylandSince 9 November 2004
- TexasSince 11 March 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 9 September 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 September 1997 |
| Series 7 | General Securities Representative Examination | 15 September 1997 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Edward Joseph
- CRD
- 2943563
- Firm
- FSA Wealth Partners · CRD 104513
- Role
- President/Treasurer Chief Compliance Officer & Partner
- Office
- ONE CHURCH STREET, SUITE 901, Rockville, MD 20850
- Registration
- Investment adviser registration
- In the industry since
- October 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fsawealthpartners.com
Where does James Joseph work?
James Joseph has been President/Treasurer Chief Compliance Officer & Partner of Fsa Wealth Partners, Inc. since January 2021, and is a control person of the firm.
Is James Joseph a financial advisor?
Yes. James Joseph has a current investment-adviser registration in Maryland and Texas, through FSA Wealth Partners since November 2004.
How many years of experience does James Joseph have?
James Joseph has 22 years in the financial industry, since October 2004, across 2 adviser firms.
What exams has James Joseph passed?
James Joseph has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in September 1997.
Where did James Joseph work before FSA Wealth Partners?
Before FSA Wealth Partners, James Joseph was registered through Charles Schwab & Co., Inc., October 2004 to November 2004.
Where is James Joseph based?
James Joseph’s registered office is in Rockville, MD.
Is James Joseph registered with FINRA?
No. James Joseph has no current broker registration.
Is James Joseph a CFP?
FSA Wealth Partners lists James Joseph with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: James E. Joseph, CFP® biography, fsawealthpartners.com
How can I verify James Joseph’s record?
Search CRD 2943563 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Joseph’s full registration record.
