James Jones has been an investment adviser representative at LFG Wealth Partners since August 2026, and is not listed among the firm’s executive officers or direct owners.
LFG Wealth Partners, LLC is an Elizabethtown, KY firm with $191M under management, 360 clients and 7 advisers across 2 offices, as of its February 2026 filing.
James Jones’ longest registration was 1 year at Strategic Wealth Investment Group, LLC (2023–2025). Before joining LFG Wealth Partners in 2026, James Jones was registered through Strategic Wealth Investment Group, LLC and MML Investors Services, Inc.
- LFG Wealth Partners, LLCCurrent– present · under a yearElizabethtown, KY · Adviser representative · Firm CRD 331339
- Strategic Wealth Investment Group, LLC– · 1 yearLouisville, KY · Adviser representative · Firm CRD 165474
- MML Investors Services, Inc.– · under a yearHagerstown, MD · Adviser representative · Firm CRD 10409
- Compass Capital Asset Management– · under a yearMidlothian, VA · Adviser representative · Firm CRD 13787
- Bi Investments, LLC– · under a yearMidlothian, VA · Adviser representative · Firm CRD 125437
Investment adviser representative registrations
James Jones is registered as an investment adviser representative in Kentucky, since August 2026.
- KentuckySince 7 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 April 2023 |
| Series 7TO | General Securities Representative Examination | 13 April 2023 |
| SIE | Securities Industry Essentials Examination | 15 March 2023 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 July 2004 |
| Series 7 | General Securities Representative Examination | 25 July 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 April 1996 |
| Series 52 | Municipal Securities Representative Examination | 10 April 1996 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Securities Representative Examination
- Full name
- James Matthew Jones
- CRD
- 2728817
- Firm
- LFG Wealth Partners · CRD 331339
- Office
- 2905 RING ROAD, Elizabethtown, KY 42701
- Registration
- Investment adviser registration
- In the industry since
- December 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does James Jones work?
James Jones is an investment adviser representative registered through LFG Wealth Partners, LLC since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is James Jones a financial advisor?
Yes. James Jones has a current investment-adviser registration in Kentucky, through LFG Wealth Partners since August 2026.
How many years of experience does James Jones have?
James Jones has 8 years in the financial industry, since December 2017, across 5 adviser firms.
What exams has James Jones passed?
James Jones has passed 7 licensing exams: the Series 52, Series 63, Series 7, Series 65, SIE, Series 7TO and Series 66. The earliest, the Series 52, was passed in April 1996.
Where did James Jones work before LFG Wealth Partners?
Before LFG Wealth Partners, James Jones was registered through Strategic Wealth Investment Group, LLC, June 2023 to January 2025; MML Investors Services, Inc., March 2006 to September 2006; Compass Capital Asset Management, February 2005 to August 2005; Bi Investments, LLC, July 2004 to February 2005.
Where is James Jones based?
James Jones’ registered office is in Elizabethtown, KY.
Is James Jones registered with FINRA?
No. James Jones has no current broker registration.
How can I verify James Jones’ record?
Search CRD 2728817 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Jones’ full registration record.
