James Heflin has been an investment adviser representative at S Capital Wealth Advisors since February 2016, and is not listed among the firm’s executive officers or direct owners.
S Capital Wealth Advisors, LLC is a Mahtomedi, MN firm with $127M under management, 100 clients and 3 advisers across 4 offices, as of its August 2026 filing.
- Yes Wealth ManagementCurrent– present · 10 yearsMahtomedi, MN · Adviser representative · Firm CRD 172591
Investment adviser representative registrations
James Heflin is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2016; the most recent is Texas, in September 2019.
- MinnesotaSince 22 February 2016
- TexasResidentSince 20 September 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 January 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James Michael Heflin
- CRD
- 6609854
- Firm
- S Capital Wealth Advisors · CRD 172591
- Office
- 86 MAHTOMEDI AVENUE, Mahtomedi, MN 55115
- Registration
- Investment adviser registration
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does James Heflin work?
James Heflin is an investment adviser representative registered through S Capital Wealth Advisors, LLC since February 2016, and is not listed among the firm’s executive officers or direct owners.
Is James Heflin a financial advisor?
Yes. James Heflin has a current investment-adviser registration in Minnesota and Texas, through S Capital Wealth Advisors since February 2016.
How many years of experience does James Heflin have?
James Heflin has 10 years in the financial industry, since February 2016, across 1 adviser firm.
What exams has James Heflin passed?
James Heflin passed the Series 65 in January 2016.
Where is James Heflin based?
James Heflin’s registered office is in Mahtomedi, MN.
Is James Heflin registered with FINRA?
No. James Heflin has no current broker registration.
How can I verify James Heflin’s record?
Search CRD 6609854 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Heflin’s full registration record.
